The Wellington Grp LLC
Firm details
- Headquarters
- Indianapolis, Indiana
- CRD number
- 332803
- Registered since
- September 6, 2024
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Other
- Client types
- HNWI62.07%
- Individuals37.93%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers
Firm profile
FINTRXOverview
The Wellington Grp LLC is an independent, individual-owned LLC that registers as an SEC adviser (registration recorded in 2024). The firm focuses on individual and family clients and bills primarily on a percentage-of-AUM basis, with some other fee arrangements alongside. Advisory services include financial planning, portfolio management for individuals and small businesses, management of pooled investment vehicles, and selection of sub‑advisers. The firm also operates as an insurance broker and positions itself as a capital allocator rather than a pure single-strategy manager. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds59%
- Exchange Traded Equities27%
- Derivatives6%
- Cash & Cash Equivalents5%
- State & Local Bonds1%
Owners & executives
2 of 2
Nathaniel Miller
Chief Operating OfficerCRD 4201700
Brian Petraitis
Chief Compliance OfficerCRD 7255407
Contacts
3 of 9
Timothy Bales
PartnerCRD 5062888
Maxwell Moritz
Founder & PartnerCRD 6440839
Thomas Cates
Founder & PartnerCRD 3064356
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 346Active vs passive
$552M in ETFs
81%
$446M
17%
$107M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO S&P SMALLCAP 600 REVENUE ETF (RWJ) | Invesco | Passive | Small Value | $30.2M | 508,130 | 5.48% |
Location
Indianapolis, IN
Marion
Location
Indianapolis, IN
Headquartered in Indianapolis, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.
- Metro area
- Indianapolis-Carmel-Muncie, IN
- Region
- Midwest
- County
- Marion
- Address
- 9000 Keystone Xing
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Mindset Wealth Management, LLC
RIAIndianapolis, IN
Reify Wealth Advisors, Inc.
RIAIndianapolis, IN
Elevated Financial Group
RIAIndianapolis, IN
Northwest Financial Services Inc
RIAIndianapolis, IN
Bookends Financial Planning
RIAIndianapolis, IN
Charter Advisory Corporation
RIAIndianapolis, IN