NORTHWEST FINANCIAL SERVICES INC

RIASEC RegisteredEst. 1992
Total AUM
$635M
Discretionary
$635M
100% of AUM
Avg account
$1.7M
Accounts
377
Employees
11
Advisory reps
9

Firm details

Headquarters
INDIANAPOLIS, Indiana
CRD number
106805
Registered since
December 29, 1992
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI84.12%
  • Individuals15.88%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Northwest Financial Services Inc is an independent registered investment adviser organized as a corporation and owned by an individual principal. The adviser has been SEC-registered since 1992 and serves mainly individual and family clients, as well as small businesses for portfolio management. Its advisory scope centers on financial planning and discretionary portfolio management for individuals and small-business owners. Fee arrangements combine a percentage-of-assets model with fixed-fee engagements. The firm does not describe itself as an active ESG investor, multi-state adviser, pension consultant, related adviser, or a capital allocator.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 80%, Exchange Traded Equities 10%, Cash & Cash Equivalents 10%80%
  • Public Funds/Mutual Funds80%
  • Exchange Traded Equities10%
  • Cash & Cash Equivalents10%

Owners & executives

1 of 1
  • AARON PETTERSEN

    Owner and Chief Investment OfficerCRD 3099298

Contacts

3 of 8
  • Molly O'Shea

    Administrative AssistantCRD 7605321

  • Sarah Austin

    Financial PlannerCRD 6636294

  • HOLLY WHARTON

    Financial Planner AssistantCRD 5402724

Unlock 5 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

INDIANAPOLIS, IN

MARION

Location

INDIANAPOLIS, IN

Headquartered in INDIANAPOLIS, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.

Metro area
Indianapolis-Carmel-Muncie, IN
Region
Midwest
County
MARION
Address
9333 N Meridian St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth