MINDSET WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2024
Total AUM
$445M
Discretionary
$445M
100% of AUM
Avg account
$1.6M
Accounts
276
Employees
4
Advisory reps
5

Firm details

Headquarters
INDIANAPOLIS, Indiana
CRD number
330384
Registered since
March 26, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI62.02%
  • Corporations / Businesses35.35%
  • Individuals2.63%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Mindset Wealth Management, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2024. The firm serves both individual and family clients as well as institutional accounts, delivering financial planning and portfolio management services (with a specific note on serving individuals and small businesses). Its advisory fees are charged as a percentage of assets under management. Mindset reports a related adviser relationship and does not describe itself as a capital allocator, pension consultant, or active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 87%, Public Funds/Mutual Funds 11%, Derivatives 1%, Cash & Cash Equivalents 1%87%
  • Exchange Traded Equities87%
  • Public Funds/Mutual Funds11%
  • Derivatives1%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • STACY SIZEMORE

    Chief Compliance OfficerCRD 4052029

Contacts

3 of 4
  • JAMES HUMPHRIES

    Founder & Managing PartnerCRD 5829072

  • PETER BJELOPETROVICH

    Managing Partner and FounderCRD 5995059

  • SETH HICKLE

    Managing Partner, FounderCRD 5786760

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

INDIANAPOLIS, IN

MARION

Location

INDIANAPOLIS, IN

Headquartered in INDIANAPOLIS, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.

Metro area
Indianapolis-Carmel-Muncie, IN
Region
Midwest
County
MARION
Address
8275 Allison Pointe Trl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth