Mindset Wealth Management, LLC

Overview

Mindset Wealth Management, LLC is an independent registered investment adviser organized as an LLC that focuses on fee-based financial planning and portfolio management for individuals, families and small businesses. The firm reports serving both individual & family and institutional clients and charges a percentage-of-AUM fee. Its advisory scope listed on the ADV centers on financial planning services and discretionary portfolio management for smaller advisory relationships rather than institutional-only mandates. The firm is SEC-registered (2024) and identifies as a related adviser to other entities. Mindset describes an equity-first preference and does not self-identify as an active ESG investor. It is not positioned as a multi-state adviser or pension consultant; custodial relationships and product usage indicate a client-facing wealth management practice rather than a capital allocator or single-family office.

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Public Holdings

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Location & Offices