Mindset Wealth Management, LLC
Firm details
- Headquarters
- Indianapolis, Indiana
- CRD number
- 330384
- Registered since
- March 26, 2024
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI62.02%
- Corporations / Businesses35.35%
- Individuals2.63%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Mindset Wealth Management, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2024. The firm charges clients a percentage of assets under management and provides financial planning and portfolio management services focused on individuals, families and small-business clients; it also lists institutional clients. It does not act as a capital allocator or a related adviser, is not an active ESG investor, and does not serve as a pension consultant. Custody and clearing relationships are centralized, and the adviser manages client relationships directly rather than through an affiliated fund platform.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities87%
- Public Funds/Mutual Funds11%
- Derivatives1%
- Cash & Cash Equivalents1%
Contacts
3 of 5
Seth Hickle
Managing Partner, FounderCRD 5786760
James Humphries
Founder & Managing PartnerCRD 5829072
Ashley Buchanan
Director of ComplianceCRD 6643855
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Indianapolis, IN
Marion
Location
Indianapolis, IN
Headquartered in Indianapolis, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.
- Metro area
- Indianapolis-Carmel-Muncie, IN
- Region
- Midwest
- County
- Marion
- Address
- 8275 Allison Pointe Trl
- Time zone
- ET (UTC-5)
- Office locations
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