CHARTER ADVISORY CORPORATION

RIASEC RegisteredEst. 2021

Total AUM

$333M

Discretionary

$276M

83% of AUM

Avg account

$380K

Accounts

877

Employees

Advisory reps

Firm details

Headquarters: INDIANAPOLIS, Indiana
CRD number: 113390
Registered since: January 12, 2021
Website: www.charteradvisory.com
Custodians: LPL FINANCIAL LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI61.25%
Individuals20.05%
Pension & Profit Sharing Plans15.78%
State / Municipal Government1.95%
Corporations / Businesses0.7%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Charter Advisory Corporation is an independent registered investment adviser that registered with the SEC in 2021 and is owned by an individual. The firm identifies itself as a capital allocator and serves both individual and family clients as well as institutional clients. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and the selection of third‑party advisers and managers. Fee arrangements include asset‑based fees as well as hourly and fixed‑fee engagements. The firm does not position itself as an active ESG investor. Its business model combines direct portfolio management with allocating client capital to outside managers and pooled products.