Bookends Financial Planning
Firm details
- Headquarters
- Indianapolis, Indiana
- CRD number
- 305301
- Registered since
- January 2, 2020
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions, Other
- Client types
- HNWI61.6%
- Individuals38.34%
- Corporations / Businesses0.07%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Bookends Financial Planning is an independent registered investment adviser organized as a corporation and operating under individual ownership. The firm provides a mix of financial planning and portfolio management services for individuals, families and small businesses, and also serves institutional clients. Advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting, periodic publications and educational seminars; the firm also operates as an insurance broker. Its fee arrangements are varied — percentage of AUM, hourly and fixed fees, commission-based work and other structures — and the firm identifies itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds69%
- Exchange Traded Equities23%
- Other4%
- Cash & Cash Equivalents3%
- Derivatives1%
Owners & executives
2 of 2
Sarah Boston
CEO and Financial PlannerCRD 4381138
Heidi Hargis
Chief Compliance OfficerCRD 4620288
Contacts
3 of 5
Jack Boston
Financial Planning InternCRD 8065811
Tanner Boston
Portfolio Management AssociateCRD 7698226
Robert Wetzel
OwnerCRD 4329415
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 105Active vs passive
$262M in ETFs
66%
$174M
29%
$88M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $26.2M | 38,096 | 9.99% |
Location
Indianapolis, IN
Marion
Location
Indianapolis, IN
Headquartered in Indianapolis, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.
- Metro area
- Indianapolis-Carmel-Muncie, IN
- Region
- Midwest
- County
- Marion
- Address
- 7320 Us 31
- Time zone
- ET (UTC-5)
- Office locations
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