CAPITAL CITIES INVESTMENTS

RIASEC RegisteredEst. 2008
Total AUM
$288M
Discretionary
$288M
100% of AUM
Avg account
$230K
Accounts
1,252
Employees
16
Advisory reps
14

Firm details

Headquarters
INDIANAPOLIS, Indiana
CRD number
116185
Registered since
August 27, 2008
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types
  • HNWI50.59%
  • Individuals49.41%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Capital Cities Investments is an independent, SEC-registered advisory firm operating since 2008 that serves individual and family clients. The firm offers financial planning, discretionary portfolio management for individuals and small businesses, and pension consulting services. Ownership is held privately by an individual principal. Its fee model is mixed—percentage of assets under management plus the ability to charge hourly and fixed fees and to receive commissions—suggesting it delivers both ongoing advisory mandates and project-based work or transactional services. The firm is not presented as a capital allocator to third-party private fund managers and is not identified as an active ESG investor. Advisory activity is oriented toward traditional wealth-management services rather than operating a multi-strategy allocation platform.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 87%, Exchange Traded Equities 5%, Cash & Cash Equivalents 5%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%87%
  • Public Funds/Mutual Funds87%
  • Exchange Traded Equities5%
  • Cash & Cash Equivalents5%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

2 of 2
  • AMANDA BLACK

    Principal and Chief Investment OfficerCRD 5195125

  • TIFFANY SPUDICH

    Chief Investment OfficerCRD 4889560

Contacts

3 of 12
  • BRYAN ALEXANDER

    Registered RepresentativeCRD 2293786

  • DONALD MORLEY

    Investment Adviser RepresentativeCRD 1544122

  • JOE WILEY

    Founding PrincipalCRD 2134155

Unlock 9 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

INDIANAPOLIS, IN

MARION

Location

INDIANAPOLIS, IN

Headquartered in INDIANAPOLIS, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.

Metro area
Indianapolis-Carmel-Muncie, IN
Region
Midwest
County
MARION
Address
426 E New York St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth