CAPITAL CITIES INVESTMENTS
Firm details
- Headquarters
- INDIANAPOLIS, Indiana
- CRD number
- 116185
- Registered since
- August 27, 2008
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
- Client types
- HNWI50.59%
- Individuals49.41%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Capital Cities Investments is an independent, SEC-registered advisory firm operating since 2008 that serves individual and family clients. The firm offers financial planning, discretionary portfolio management for individuals and small businesses, and pension consulting services. Ownership is held privately by an individual principal. Its fee model is mixed—percentage of assets under management plus the ability to charge hourly and fixed fees and to receive commissions—suggesting it delivers both ongoing advisory mandates and project-based work or transactional services. The firm is not presented as a capital allocator to third-party private fund managers and is not identified as an active ESG investor. Advisory activity is oriented toward traditional wealth-management services rather than operating a multi-strategy allocation platform.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds87%
- Exchange Traded Equities5%
- Cash & Cash Equivalents5%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
2 of 2AMANDA BLACK
Principal and Chief Investment OfficerCRD 5195125
TIFFANY SPUDICH
Chief Investment OfficerCRD 4889560
Contacts
3 of 12BRYAN ALEXANDER
Registered RepresentativeCRD 2293786
DONALD MORLEY
Investment Adviser RepresentativeCRD 1544122
JOE WILEY
Founding PrincipalCRD 2134155
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
INDIANAPOLIS, IN
MARION
Location
INDIANAPOLIS, IN
Headquartered in INDIANAPOLIS, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.
- Metro area
- Indianapolis-Carmel-Muncie, IN
- Region
- Midwest
- County
- MARION
- Address
- 426 E New York St
- Time zone
- ET (UTC-5)
- Office locations
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