The Rockwell Financial Group, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Hicksville, New York
CRD number
26153
Registered since
May 8, 1990

Firm profile

FINTRX

Overview

The Rockwell Financial Group, Inc. is organized as a corporation with ownership recorded as a mix of a domestic entity and an individual. Publicly available data for the firm is sparse: there are no published descriptions of its client base, fee structure, specific advisory activities, or typical business lines. The firm is categorized as "unclassified" in the dataset, which indicates limited profile detail in the source record. Recorded attributes show The Rockwell Financial Group, Inc. is not identified as a capital allocator and does not list itself as an active ESG investor. It is not designated as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. The firm maintains three office locations (no further location details are provided in the source).

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Hugh Dunn

    Vice President, Chief Compliance OfficerCRD 2219252

Contacts

2 of 2
  • Michael Halkitis

    PresidentCRD 2246940

  • Edwin Charles

    ManagerCRD 6151975

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

Hicksville, NY

Nassau

Location

Hicksville, NY

Headquartered in Hicksville, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
240 W Old Country Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth