THE ROCKWELL FINANCIAL GROUP, INC.

Broker-DealerFINRA MemberEst. 1990
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
HICKSVILLE, New York
CRD number
26153
Registered since
May 8, 1990

Firm profile

FINTRX

Overview

The Rockwell Financial Group, Inc. is organized as a corporation and is recorded as an SEC-registered adviser since 1990. Ownership is reported as a combination of a domestic entity and an individual. FINTRX classifies the firm as "Unclassified" and provides limited detail about its advisory services or client segments. Regulatory and operational flags in the snapshot indicate the firm is not a capital allocator, is not identified as an active ESG investor, and is not designated a multi-state adviser. It is not listed as a pension consultant or a related adviser, and it is not newly formed. Beyond those registry attributes, the firm has not supplied material information about its business activities, investment approach, or client focus.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • HUGH DUNN

    Vice President, Chief Compliance OfficerCRD 2219252

Contacts

2 of 2
  • MICHAEL HALKITIS

    PresidentCRD 2246940

  • EDWIN CHARLES

    ManagerCRD 6151975

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

HICKSVILLE, NY

NASSAU

Location

HICKSVILLE, NY

Headquartered in HICKSVILLE, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NASSAU
Address
240 W Old Country Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth