The Rockwell Financial Group, Inc.

Broker-DealerFINRA MemberEst. 1990
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Hicksville, New York
CRD number
26153
Registered since
May 8, 1990

Firm profile

FINTRX

Overview

The Rockwell Financial Group, Inc. is organized as a corporation and has been SEC-registered since 1990. Public filings classify the firm as unclassified; ownership is listed as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator and is not flagged as an active ESG investor. It is not designated as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The firm has not provided detail in the available source material about its client segments, fee schedules, core business lines, or the specific advisory services it offers, which limits visibility into its market positioning and target clients.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Hugh Dunn

    Vice President, Chief Compliance OfficerCRD 2219252

Contacts

2 of 2
  • Michael Halkitis

    PresidentCRD 2246940

  • Edwin Charles

    ManagerCRD 6151975

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Hicksville, NY

Nassau

Location

Hicksville, NY

Headquartered in Hicksville, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
240 W Old Country Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth