The Rockwell Financial Group, Inc.

Broker-DealerFINRA MemberEst. 1990
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Hicksville, New York
CRD number
26153
Registered since
May 8, 1990

Firm profile

FINTRX

Overview

The Rockwell Financial Group, Inc. is a corporation that has been SEC-registered since 1990. The firm's ownership mixes a domestic corporate entity and an individual owner rather than being structured as a multi-state advisory platform or related-adviser network. FINTRX classifies the firm as "Unclassified," and the dataset indicates it does not present itself as a capital allocator or a pension consultant. On investment posture and operating scope, the record shows the firm is not identified as an active ESG investor and is not flagged as a multi-state or newly formed adviser. There are no entries in the source material describing client segments, fee schedules, or specific advisory activities, so public-facing evidence about the firm’s investment strategies and service offerings is limited.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Hugh Dunn

    Vice President, Chief Compliance OfficerCRD 2219252

Contacts

2 of 2
  • Michael Halkitis

    PresidentCRD 2246940

  • Edwin Charles

    ManagerCRD 6151975

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Hicksville, NY

Nassau

Location

Hicksville, NY

Headquartered in Hicksville, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
240 W Old Country Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth