The Marshall Financial Group LLC

RIASEC RegisteredEst. 2019
Total AUM
$736M
Discretionary
$713M
97% of AUM
Avg account
$276K
Accounts
2,667
Employees
18
Advisory reps
15

Firm details

Headquarters
Hunt Valley, Maryland
CRD number
146362
Registered since
December 18, 2019
Website
www.marshallfinancialgroup.com
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Subscription Fees
Client types
  • HNWI52.92%
  • Individuals38.45%
  • Pension & Profit Sharing Plans3.42%
  • Insurance Companies2.81%
  • Charitable Organizations1.62%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

The Marshall Financial Group LLC is an independent, SEC-registered RIA (registered in 2019) organized as an LLC and owned by an individual. The firm serves both individual and family clients as well as institutional clients, and combines advisory services—portfolio management for individuals, small businesses and institutions—with insurance brokerage. Fee arrangements include a percentage of AUM and subscription-style fees. The firm does not position itself as a capital allocator and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 50%, Exchange Traded Equities 35%, Cash & Cash Equivalents 9%, Investment Grade Corp Bonds 3%, Other 2%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%, Derivatives 1%, Private Funds 1%50%
  • Public Funds/Mutual Funds50%
  • Exchange Traded Equities35%
  • Cash & Cash Equivalents9%
  • Investment Grade Corp Bonds3%
  • Other2%

Owners & executives

1 of 1

  • Heather Lemmon

    Chief Operating OfficerCRD 6998950

Contacts

3 of 14
  • Cheryl Stuart

    Cheryl Stuart

    PresidentCRD 1081382

  • Peter Marshall

    Peter Marshall

    Managing Partner, Senior Financial AdvisorCRD 4165191

  • Sheryl Parks

    Sheryl Parks

    Partner, DirectorCRD 1227092

Unlock 11 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 144

Active vs passive

$541M in ETFs

Passive

53%

$288M

Active

34%

$252M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) BLOOMBERG 3-12 MONTH T-BILL ETF (BILS)State StreetPassiveUltrashort Bond$35.1M353,6256.50%
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Location

Primary office

Hunt Valley, MD

Baltimore

Location

Hunt Valley, MD

Headquartered in Hunt Valley, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Baltimore
Address
225 Schilling Cir
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth