Marathon Capital Management

RIASEC RegisteredEst. 2004
Total AUM
$790M
Discretionary
$790M
100% of AUM
Avg account
$1.2M
Accounts
668
Employees
7
Advisory reps
5

Firm details

Headquarters
Hunt Valley, Maryland
CRD number
119416
Registered since
February 20, 2004
Website
insidemarathon.com
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI61.44%
  • Charitable Organizations35.49%
  • Individuals3.07%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Marathon Capital Management is an independent, SEC-registered registered investment adviser organized as an LLC. The firm has been registered since 2004 and is owned by an individual. Its client mix includes both individuals and families as well as institutional clients. Marathon charges fees based on a percentage of assets under management and focuses on financial planning and discretionary portfolio management for individuals, small businesses, and institutions. The firm does not identify as an active ESG investor and is not set up as a multi-state or newly formed adviser. Marathon also has industry roles beyond traditional advisory work: it lists activity as an investment adviser and sponsor and serves as a general partner or managing member of pooled investment vehicles. The firm does not describe itself as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 65%, Cash & Cash Equivalents 12%, Public Funds/Mutual Funds 10%, Investment Grade Corp Bonds 5%, State & Local Bonds 2%, Other 2%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, Sovereign Bonds 1%, Private Funds 1%65%
  • Exchange Traded Equities65%
  • Cash & Cash Equivalents12%
  • Public Funds/Mutual Funds10%
  • Investment Grade Corp Bonds5%
  • State & Local Bonds2%

Contacts

3 of 5
  • Patrick Jones

    Patrick Jones

    Senior Vice PresidentCRD 4232684

  • Linda Hickel

    Linda Hickel

    AssociateCRD 1214675

  • Angus Burton

    Angus Burton

    President & PartnerCRD 1056399

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 26

Active vs passive

$67.5M in ETFs

Passive

94%

$63.6M

Active

2%

$4M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL)State StreetPassiveUltrashort Bond$19.3M210,76928.60%
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Location

Primary office

Hunt Valley, MD

Baltimore

Location

Hunt Valley, MD

Headquartered in Hunt Valley, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Baltimore
Address
4 North Park Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth