MARATHON CAPITAL MANAGEMENT

RIASEC RegisteredEst. 2004
Total AUM
$790M
Discretionary
$790M
100% of AUM
Avg account
$1.2M
Accounts
668
Employees
7
Advisory reps
5

Firm details

Headquarters
HUNT VALLEY, Maryland
CRD number
119416
Registered since
February 20, 2004
Website
www.insidemarathon.com
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI61.44%
  • Charitable Organizations35.49%
  • Individuals3.07%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Marathon Capital Management is an independent, individual-owned registered investment adviser organized as an LLC and operating since 2004. The firm charges fees based on a percentage of assets under management and provides financial planning and portfolio management services for individuals, families, small businesses and institutional clients. FINTRX flags the firm as not a multi-state adviser and not an active ESG investor. Marathon is not positioned as a capital allocator; it also identifies roles that include acting as an investment adviser and sponsor, and serving as a general partner or managing member of pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 65%, Cash & Cash Equivalents 12%, Public Funds/Mutual Funds 10%, Investment Grade Corp Bonds 5%, State & Local Bonds 2%, Other 2%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, Sovereign Bonds 1%, Private Funds 1%65%
  • Exchange Traded Equities65%
  • Cash & Cash Equivalents12%
  • Public Funds/Mutual Funds10%
  • Investment Grade Corp Bonds5%
  • State & Local Bonds2%

Contacts

3 of 5

  • PATRICK JONES

    Senior Vice PresidentCRD 4232684

  • LINDA HICKEL

    AssociateCRD 1214675

  • ANGUS BURTON

    President & PartnerCRD 1056399

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 19

Active vs passive

$59.1M in ETFs

Passive

94%

$55.8M

Active

1%

$3.3M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL)State StreetPassiveUltrashort Bond$17.9M195,44630.32%
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Location

Primary office

HUNT VALLEY, MD

BALTIMORE

Location

HUNT VALLEY, MD

Headquartered in HUNT VALLEY, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
BALTIMORE
Address
4 North Park Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth