PERSPECTIVE WEALTH MANAGEMENT

RIASEC RegisteredEst. 1989
Total AUM
$595M
Discretionary
$526M
88% of AUM
Avg account
$2.3M
Accounts
264
Employees
6
Advisory reps
2

Firm details

Headquarters
HUNT VALLEY, Maryland
CRD number
104619
Registered since
May 19, 1989
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI96.12%
  • Individuals3.88%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Perspective Wealth Management is an independent registered investment adviser organized as an LLC and operating under individual ownership. The firm focuses on advising individuals and families, offering financial planning and portfolio management for individual and small-business clients. Compensation is a mix of percentage-of-AUM and fixed fees. In addition to advisory work, the firm acts as an insurance broker and uses annuity products as part of its client solutions. Perspective Wealth Management is not positioned as a capital allocator; it places alternative strategies through third-party managers rather than running proprietary funds. The firm is not an active ESG investor and is registered with the SEC since 1989.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 91%, Cash & Cash Equivalents 5%, Exchange Traded Equities 4%91%
  • Public Funds/Mutual Funds91%
  • Cash & Cash Equivalents5%
  • Exchange Traded Equities4%

Contacts

2 of 2
  • ELI ADAMS

    Investment AdvisorCRD 6656631

  • Nicholas Mangione

    Financial AdvisorCRD 7234438

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 73

Active vs passive

$193M in ETFs

Passive

83%

$160M

Active

6%

$32.8M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD VALUE INDEX FUND (VTV)VanguardPassiveLarge Value$18M91,9359.36%

Location

Primary office

HUNT VALLEY, MD

BALTIMORE

Location

HUNT VALLEY, MD

Headquartered in HUNT VALLEY, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
BALTIMORE
Address
307 International Cir
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth