BAY Harbor Wealth Management, LLC

RIASEC RegisteredEst. 2018
Total AUM
$412M
Discretionary
$412M
100% of AUM
Avg account
$300K
Accounts
1,375
Employees
6
Advisory reps
3

Firm details

Headquarters
Hunt Valley, Maryland
CRD number
294000
Registered since
October 11, 2018
Website
www.bayharborwealth.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI74.86%
  • Individuals24.24%
  • Corporations / Businesses0.9%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

BAY Harbor Wealth Management, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2018. The firm acts as a capital allocator for both individual/family and institutional clients, providing financial planning, portfolio management for individuals and small businesses, and manager selection services. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. BAY Harbor reports an affiliation with an insurance company and is not positioned as an active ESG investor or a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 91%, US Government Bonds 3%, Cash & Cash Equivalents 3%, Exchange Traded Equities 2%, State & Local Bonds 1%91%
  • Public Funds/Mutual Funds91%
  • US Government Bonds3%
  • Cash & Cash Equivalents3%
  • Exchange Traded Equities2%
  • State & Local Bonds1%

Contacts

3 of 3
  • John Moran

    John Moran

    Director of Financial PlanningCRD 5827028

  • Lance Scott

    Lance Scott

    Founder & PresidentCRD 5608446

  • Andrew Anthony

    Andrew Anthony

    AnalystCRD 7289891

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 109

Active vs passive

$435M in ETFs

Passive

65%

$281M

Active

28%

$154M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$39.3M52,4779.04%
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Location

Primary office

Hunt Valley, MD

Baltimore

Location

Hunt Valley, MD

Headquartered in Hunt Valley, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Baltimore
Address
201 International Cir
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth