BAY HARBOR WEALTH MANAGEMENT, LLC

Overview

BAY Harbor Wealth Management, LLC is an independent, SEC-registered registered investment adviser that entered the SEC registry in 2018 and operates as a capital allocator for both individuals/families and institutional clients. The firm offers financial planning, portfolio management for individuals and small businesses, and selects third‑party advisers when appropriate. Its fee model blends asset‑based fees with hourly and fixed-fee engagements, allowing for both ongoing discretionary relationships and project‑based work. Investment activity shows a clear tilt toward pooled public vehicles—mutual funds and ETFs—while acting as an allocator to external managers for alternatives where appropriate. The firm is not an active ESG investor. As an independent RIA with an individual owner structure, BAY Harbor typically implements diversified, multi‑manager solutions rather than concentrated single‑stock strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices