Financial Consulate

RIASEC Registered

Total AUM

$1.1B

Discretionary

$1.1B

100% of AUM

Avg account

$325K

Accounts

3,375

Employees

Advisory reps

Firm details

Headquarters: Hunt Valley, Maryland
CRD number: 106898
Registered since: April 29, 1983
Website: financialconsulate.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI77.13%
Individuals22.13%
Pension & Profit Sharing Plans0.68%
Corporations / Businesses0.06%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Financial Consulate is an independent registered investment adviser organized as a corporation and registered with the SEC in 1983. The firm functions as a capital allocator for both individual & family clients and institutional accounts, and it offers a mix of advisory and ancillary services. Its advisory menu includes financial planning, portfolio management for individuals, small businesses and institutions, pension consulting services, selection of other advisers, as well as client education through periodicals and seminars. The firm also lists accounting among its business activities and bills clients through a combination of percentage-of-AUM, hourly, and fixed-fee arrangements. Financial Consulate does not identify as an active ESG investor.