The Klein Group, LLC

Overview

The Klein Group, LLC is organized as a limited liability company and has been SEC-registered since 1999. In the FINTRX snapshot it is categorized as an investment bank and the ownership is recorded as a combination of a domestic entity and an individual. The profile indicates the firm is not a capital allocator and is not identified as an active ESG investor. Several adviser-related flags in the record are negative: the firm is not listed as a multi-state adviser, not a pension consultant, and not recorded as a related adviser. The dataset does not include disclosed details about the firm’s advisory mandates, client segments, fee schedules, or specific business lines.

Assets & Accounts

Location & Offices