Pacific Century Securities, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
7
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
131607
Registered since
October 26, 2004

Firm profile

FINTRX

Overview

Pacific Century Securities, LLC is organized as a limited liability company and is classified in the dataset as an investment bank. Ownership is described as a mix of a domestic entity and an individual. The firm appears oriented toward investment-banking activities rather than running discretionary capital: it is flagged as not being a capital allocator, not an active ESG investor, not a multi-state adviser, not a pension consultant, and not a related adviser. The dataset does not provide a breakdown of business activities, advisory services, or fee arrangements.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Francis Ong

    CEOCRD 2016903

Contacts

3 of 6
  • Jon Nixon

    Jon Nixon

    FounderCRD 4710715

  • Charles Smulevitz

    Charles Smulevitz

    Senior Compliance ManagerCRD 5099387

  • Mengwei Peng

    Mengwei Peng

    Registered RepresentativeCRD 7215315

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
747 3rd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth