THE ELLERSON GROUP INC

RIASEC RegisteredEst. 1995
Total AUM
$291M
Discretionary
$291M
100% of AUM
Avg account
$2.7M
Accounts
109
Employees
2
Advisory reps
2

Firm details

Headquarters
ANNAPOLIS, Maryland
CRD number
106658
Registered since
February 21, 1995
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI94.75%
  • Individuals5.25%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

The Ellerson Group Inc is an independent registered investment adviser organized as a corporation and SEC-registered since 1995. The firm is individually owned and describes itself as a capital allocator that works primarily with individual and family clients. Its advisory offering centers on financial planning, portfolio management for individuals and small businesses, and the selection of external managers. Fees are charged as a percentage of assets under management and, in some cases, on an hourly basis. The firm does not identify as an active ESG investor and appears to operate without a multi-state adviser designation in the source data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 61%, Cash & Cash Equivalents 14%, Public Funds/Mutual Funds 12%, US Government Bonds 11%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%61%
  • Exchange Traded Equities61%
  • Cash & Cash Equivalents14%
  • Public Funds/Mutual Funds12%
  • US Government Bonds11%
  • State & Local Bonds1%

Owners & executives

1 of 1
  • JAMES ELLERSON

    Founder and CEOCRD 1105629

Contacts

1 of 1
  • DAVID SHEIMAN

    Portfolio ManagerCRD 6205452

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 23

Active vs passive

$13.8M in ETFs

Passive

91%

$12.5M

Active

9%

$1.2M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$4.1M7,01929.42%

Location

Primary office

ANNAPOLIS, MD

ANNE ARUNDEL

Location

ANNAPOLIS, MD

Headquartered in ANNAPOLIS, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
ANNE ARUNDEL
Address
415 Fourth St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth