SHAKER FINANCIAL SERVICES
Firm details
- Headquarters
- ANNAPOLIS, Maryland
- CRD number
- 121534
- Registered since
- January 23, 2004
- Website
- www.shakerfinancial.com
- Fee structure
- Percentage of AUM
- Client types
- HNWI72.88%
- Individuals26.77%
- Other Investment Advisers0.34%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Shaker Financial Services is a small, SEC‑registered investment adviser organized as an LLC and active since 2004. It serves individual and family clients, charging fees as a percentage of assets under management and focusing on portfolio management for individuals and small businesses. The adviser is owned by an individual and does not identify as an ESG investor, multi‑state adviser, pension consultant, or capital allocator; its business mix centers on discretionary wealth management rather than institutional mandates.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds96%
- Exchange Traded Equities2%
- Private Funds1%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1ROBERT SHAKER
Chief Investment Strategist, PartnerCRD 4865114
Contacts
2 of 2DANIEL GORDON
Portfolio ManagerCRD 5235977
KATHRYN BAUMMER
Managing PartnerCRD 6047953
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 6Active vs passive
$5.5M in ETFs
88%
$4.9M
0%
$653K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $3.1M | 4,709 | 55.46% |
Location
ANNAPOLIS, MD
ANNE ARUNDEL
Location
ANNAPOLIS, MD
Headquartered in ANNAPOLIS, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.
- Metro area
- Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
- Region
- South
- County
- ANNE ARUNDEL
- Address
- 1997 Annapolis Exchange Pkwy
- Time zone
- ET (UTC-5)
- Office locations
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