Shaker Financial Services
Firm details
- Headquarters
- Annapolis, Maryland
- CRD number
- 121534
- Registered since
- January 23, 2004
- Website
- www.shakerfinancial.com
- Fee structure
- Percentage of AUM
- Client types
- HNWI72.88%
- Individuals26.77%
- Other Investment Advisers0.34%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Shaker Financial Services is an independent, SEC-registered investment adviser (registered in 2004) organized as an LLC and owned by an individual. The firm focuses on portfolio management for individuals and small businesses and charges investment advisory fees as a percentage of assets under management. Its client base is primarily individual and family investors rather than institutional capital allocators. The firm does not identify as an active ESG investor and lists portfolio management as its primary advisory activity.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds96%
- Exchange Traded Equities2%
- Private Funds1%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1
Robert Shaker
Chief Investment Strategist, PartnerCRD 4865114
Contacts
2 of 2
Daniel Gordon
Portfolio ManagerCRD 5235977
Kathryn Baummer
Managing PartnerCRD 6047953
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 9Active vs passive
$16.2M in ETFs
68%
$11M
0%
$5.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| THORNBURG INCOME BUILDER OPPORTUNITIES TRUST (TBLD) | $4.3M | 213,332 | 26.79% |
Location
Annapolis, MD
Anne Arundel
Location
Annapolis, MD
Headquartered in Annapolis, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.
- Metro area
- Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
- Region
- South
- County
- Anne Arundel
- Address
- 1997 Annapolis Exchange Pkwy
- Time zone
- ET (UTC-5)
- Office locations
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