1 NORTH WEALTH SERVICES, LLC
Firm details
- Headquarters
- ANNAPOLIS, Maryland
- CRD number
- 115948
- Registered since
- February 22, 2002
- Website
- 1northwealthservices.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI66.34%
- Individuals29.19%
- Corporations / Businesses3.24%
- Charitable Organizations1.23%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
1 North Wealth Services, LLC is an independent, SEC‑registered investment adviser organized as an LLC and first registered in 2002. The firm is owned by an individual and describes itself as a capital allocator that serves both individual and family clients as well as institutional investors. Its advisory offering centers on financial planning and portfolio management for individuals and small businesses. Compensation is primarily asset‑based but the firm also uses hourly and fixed fees. The firm reports it is an active ESG investor and is not structured as a multi‑state adviser, pension consultant, or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities67%
- Public Funds/Mutual Funds30%
- Cash & Cash Equivalents3%
Owners & executives
1 of 1JAMES BRENNAN
Chief Executive OfficerCRD 2717083
Contacts
3 of 4KATHRYN PUTEK
Director of ComplianceCRD 6142576
John Milchling
Investment AnalystCRD 7265156
MARY HUGHES
Lead Investment ManagerCRD 5639055
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 119Active vs passive
$317M in ETFs
57%
$182M
40%
$135M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN EQUITY PREMIUM INCOME ETF (JEPI) | JP Morgan | Active | Derivative Income | $16.3M | 287,459 | 5.13% |
Location
ANNAPOLIS, MD
ANNE ARUNDEL
Location
ANNAPOLIS, MD
Headquartered in ANNAPOLIS, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.
- Metro area
- Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
- Region
- South
- County
- ANNE ARUNDEL
- Address
- 1997 Annapolis Exchange Pkwy
- Time zone
- ET (UTC-5)
- Office locations
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