TCW PT MANAGEMENT COMPANY LLC

RIASEC RegisteredEst. 2024
Total AUM
$2.7B
Discretionary
$2.7B
100% of AUM
Avg account
$540M
Accounts
5
Employees
344
Advisory reps
8

Firm details

Headquarters
Los Angeles, California
CRD number
333068
Registered since
November 25, 2024
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles75.23%
  • Business Development Companies24.77%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

TCW Pt Management Company LLC is organized as an LLC and operates as a private-fund manager focused on institutional clients. The firm is registered with the SEC as of 2024 and is classified in FINTRX as a private equity fund manager, though its activity spans multiple pooled vehicles. Its client base is institutional and its fee model combines asset-based fees with performance-linked compensation. Advisory services are concentrated on portfolio management for investment companies and for pooled investment vehicles. FINTRX records a range of industry affiliations tied to the firm’s activities, including relationships with broker-dealers, other investment advisers, commodity pool/CTA structures, insurance companies, real estate brokers, and sponsorship roles for limited partnerships and other pooled vehicles. The firm is not listed as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Kathryn Jones

    Chief Compliance Officer and CounselCRD 6768341

  • KATHRYN KOCH

    Chief Executive OfficerCRD 4561711

  • MELISSA STOLFI

    Global Chief Operating OfficerCRD 4975592

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Contacts

3 of 4
  • JESSICA KUNG

    Executive Vice PresidentCRD 4833819

  • DAVID WANG

    Managing DirectorCRD 2878649

  • RICHARD MILLER

    Group Managing DirectorCRD 1395983

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Los Angeles, CA

LOS ANGELES

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
515 S Flower St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth