Perennial Financial Services
Firm details
- Headquarters
- Los Angeles, California
- CRD number
- 286477
- Registered since
- June 12, 2017
- Custodians
- LPL FINANCIAL LLC, FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI73.56%
- Individuals19.57%
- Pension & Profit Sharing Plans4.19%
- Charitable Organizations1.4%
- Corporations / Businesses1.28%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Perennial Financial Services is an independent registered investment adviser organized as an LLC and operating as a capital allocator since its SEC registration in 2017. The firm serves both individual and family clients as well as institutional relationships. Its advisory practice spans financial planning, portfolio management for individuals, small businesses and institutions, pension consulting and the selection of third‑party advisers. Compensation methods include percentage of assets under management, hourly fees and fixed fees. The firm is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities53%
- Public Funds/Mutual Funds42%
- Cash & Cash Equivalents3%
- Investment Grade Corp Bonds2%
- State & Local Bonds1%
Owners & executives
3 of 3
Betty Chin
Chief Growth OfficerCRD 5359336
Anthony Lee
Chief Compliance OfficerCRD 4097208
Alfred Martinez
Chief Technology OfficerCRD 7752815
Contacts
3 of 47
Julian Locke
Senior Vice PresidentCRD 5664321
Nikolaus Redmond
PartnerCRD 5698794
Eric Simonians
Partner, Financial AdvisorCRD 5088748
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 753Active vs passive
$3.1B in ETFs
77%
$2.4B
14%
$729M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG) | State Street | Passive | Large Growth | $59M | 496,052 | 1.90% |
Location
Los Angeles, CA
Los Angeles
Location
Los Angeles, CA
Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 11620 Wilshire Blvd
- Time zone
- PT (UTC-8)
- Office locations
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