SSI Investment Management LLC
Firm details
- Headquarters
- Los Angeles, California
- CRD number
- 104889
- Website
- www.ssi-invest.com
- Custodians
- THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, BNY MELLON ASSET SERVICING - ISS, J.P. MORGAN SECURITIES INC.
- Fee structure
- Percentage of AUM, Other
- Client types
- Investment Companies30.46%
- State / Municipal Government22.13%
- Individuals18.83%
- Pension & Profit Sharing Plans13.33%
- Insurance Companies10.89%
Firm profile
FINTRXOverview
SSI Investment Management LLC positions itself as an adviser serving both individual & family clients and institutional investors. The firm charges fees based on a percentage of assets under management and other fee arrangements. Its regulatory and business footprint includes activities as a commodity pool operator or commodity trading advisor (CPO/CTA) and affiliations with broker-dealers and other investment advisers. SSI also acts in sponsor or general partner roles for pooled investment vehicles, indicating it both manages and sponsors alternative pooled structures. The firm does not describe itself as an active ESG investor and is not presented as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other74%
- Public Funds/Mutual Funds13%
- Derivatives6%
- Cash & Cash Equivalents5%
- Exchange Traded Equities2%
Owners & executives
2 of 2
George Douglas
Chief Investment Officer, Managing PrincipalCRD 2144650
Rebecca Harris
Chief Operating OfficerCRD 5255524
Contacts
3 of 3
Ravi Malik
Portfolio Manager, PrincipalCRD 2677071
Syed Mehdi
President, CCOCRD 2599749
Gregory Stumm
Senior Vice PresidentCRD 4730753
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 31Active vs passive
$296M in ETFs
81%
$240M
15%
$55.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $98.4M | 131,439 | 33.25% |
Location
Los Angeles, CA
Los Angeles
Location
Los Angeles, CA
Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 2121 Avenue Of The Stars
- Time zone
- PT (UTC-8)
- Office locations
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