SSI Investment Management LLC

RIASEC Registered

Total AUM

$2.6B

Discretionary

$2.6B

100% of AUM

Avg account

$32.3M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Los Angeles, California
CRD number: 104889
Registered since: January 31, 1975
Website: www.ssi-invest.com
Custodians: THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, BNY MELLON ASSET SERVICING - ISS, J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM, Other
Client types: Investment Companies30.46%
State / Municipal Government22.13%
Individuals18.83%
Pension & Profit Sharing Plans13.33%
Insurance Companies10.89%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

SSI Investment Management LLC is an institutional RIA that manages portfolios for both individuals and families as well as institutional clients. The firm is SEC-registered (initial registration recorded in 1975) and operates as a limited liability company owned by a combination of a domestic entity and an individual. Its advisory services include discretionary portfolio management for individuals, small businesses, investment companies, and other institutions. Fee arrangements are primarily percentage-of-AUM and may include other fee structures. SSI is affiliated with broker-dealer activity and identifies roles such as sponsor, general partner or managing member of pooled investment vehicles; it also reports CPO/CTA activity. The firm does not position itself as an active ESG investor.