SSI Investment Management LLC

RIASEC Registered

Total AUM

$2.6B

Discretionary

$2.6B

100% of AUM

Avg account

$32.3M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Los Angeles, California
CRD number: 104889
Registered since: January 31, 1975
Website: www.ssi-invest.com
Custodians: THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, BNY MELLON ASSET SERVICING - ISS, J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM, Other
Client types: Investment Companies30.46%
State / Municipal Government22.13%
Individuals18.83%
Pension & Profit Sharing Plans13.33%
Insurance Companies10.89%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

SSI Investment Management LLC is an institutional RIA that provides portfolio management across individual, family and institutional clients. The firm is SEC-registered (initial registration recorded in 1975) and operates as a limited liability company with ownership split between a domestic entity and an individual. Advisory services span separately managed and pooled vehicles, with mandates covering individuals/small businesses, investment companies and business or institutional portfolios. SSI lists CPO/CTA activity among its business functions and also appears in roles tied to pooled investment vehicles (sponsor, GP or managing member). The firm charges client fees partially on a percentage-of-AUM basis and uses other fee arrangements as well.