Tcfg Wealth Management, LLC

Broker-DealerFINRA MemberEst. 2012

Total AUM

—

Advisory reps

39

Avg account

$0

Firm details

Headquarters: Laguna Niguel, California
CRD number: 164153
Registered since: December 11, 2012
Website: www.tcfgcompanies.com

Firm profile

FINTRX

Overview

Tcfg Wealth Management, LLC is an LLC registered with the SEC in 2012 and is classified as a conventional broker-dealer. The firm is listed as owned by a domestic entity and an individual. It does not identify itself as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The available material does not detail fee schedules, specific advisory services, or client segments.

Assets & Accounts

Public Holdings

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

2 of 2

Deetra Tesla
Chief Compliance OfficerCRD 2567278
Richard Roberts
CEOCRD 2145874

Contacts

3 of 37

John Atkins
Registered RepresentativeCRD 5380036
Scott Seibert
Registered RepresentativeCRD 2096860
Burton Brown
Investment AdvisorCRD 5180421

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 204

Active vs passive

$191M in ETFs

Passive

68%

$130M

Active

29%

$61.3M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
F/M US TREASURY 3 MONTH BILL FUND (TBIL)		Passive	Ultrashort Bond	$15M	300,070	7.81%

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Primary office

Laguna Niguel, CA

Orange

Location

Laguna Niguel, CA

Headquartered in Laguna Niguel, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area: Los Angeles-Long Beach, CA
Region: West
County: Orange
Address: 28202 Cabot Rd
Time zone: PT (UTC-8)
Office locations

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