Tcfg Wealth Management, LLC
Firm details
- Headquarters
- Laguna Niguel, California
- CRD number
- 164153
- Registered since
- December 11, 2012
- Website
- www.tcfgcompanies.com
Firm profile
FINTRXOverview
Tcfg Wealth Management, LLC is a limited liability company that has been SEC-registered since 2012 and is organized as a conventional broker-dealer. FINTRX characterizes ownership as a domestic entity/individual structure. The firm is not identified as a capital allocator, not active on ESG mandates, and it is not listed as a multi-state adviser, pension consultant, or related adviser in the available data. The public profile contains few details about client services or advisory programs. Business and advisory activities are not described in the source, so the visible footprint is largely through public equity positions rather than disclosed client-level advisory mandates.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3Tae Ho
President and Chief Executive OfficerCRD 2857540
Deetra Tesla
Chief Compliance OfficerCRD 2567278
Richard Roberts
CEOCRD 2145874
Contacts
3 of 35John Atkins
Registered RepresentativeCRD 5380036
Scott Seibert
CRD 2096860

Burton Brown
Investment AdvisorCRD 5180421
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 204Active vs passive
$191M in ETFs
68%
$130M
29%
$61.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| F/M US TREASURY 3 MONTH BILL FUND (TBIL) | Passive | Ultrashort Bond | $15M | 300,070 | 7.81% |
Location
Laguna Niguel, CA
Orange
Location
Laguna Niguel, CA
Headquartered in Laguna Niguel, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 28202 Cabot Rd
- Time zone
- PT (UTC-8)
- Office locations
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