Tcfg Wealth Management, LLC

Broker-DealerFINRA MemberEst. 2012

Total AUM

—

Advisory reps

39

Avg account

$0

Firm details

Headquarters: Laguna Niguel, California
CRD number: 164153
Registered since: December 11, 2012
Website: www.tcfgcompanies.com

Firm profile

FINTRX

Overview

Tcfg Wealth Management, LLC is an LLC-style wealth firm that registered with the SEC in 2012 and is classified in the source data as a conventional broker-dealer. The data lists the owner type as a domestic entity/individual. The firm is not flagged as an active ESG investor, not identified as a capital allocator, and is not described as a multi-state adviser, pension consultant, newly formed adviser, or a related adviser in the provided snapshot.

Assets & Accounts

Public Holdings

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

2 of 2

Richard Roberts
CEOCRD 2145874
Deetra Tesla
Chief Compliance OfficerCRD 2567278

Contacts

3 of 37

Gregory Giles
Financial AdvisorCRD 5081420
Muni Schweig
Investment AdvisorCRD 5139053
Burton Brown
Investment AdvisorCRD 5180421

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 204

Active vs passive

$191M in ETFs

Passive

68%

$130M

Active

29%

$61.3M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
F/M US TREASURY 3 MONTH BILL FUND (TBIL)		Passive	Ultrashort Bond	$15M	300,070	7.81%

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Primary office

Laguna Niguel, CA

Orange

Location

Laguna Niguel, CA

Headquartered in Laguna Niguel, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area: Los Angeles-Long Beach, CA
Region: West
County: Orange
Address: 28202 Cabot Rd
Time zone: PT (UTC-8)
Office locations

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