JCC CAPITAL MARKETS, LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
Advisory reps
27
Avg account
$0

Firm details

Headquarters
LAGUNA NIGUEL, California
CRD number
146776
Registered since
August 19, 2008

Firm profile

FINTRX

Overview

JCC Capital Markets, LLC is organized as a limited liability company and is classified as an investment bank. The firm is SEC-registered (registration year reported as 2008) and is owned by an individual. Available records identify the firm more with capital markets and investment-banking activity than with discretionary asset management: it is not listed as a capital allocator, is not described as an active ESG investor, and is not identified as a pension consultant or related adviser. Regulatory and adviser attributes in the source indicate JCC Capital Markets does not operate as a multi-state adviser and is not flagged as a newly formed adviser. Details about fee schedules, specific advisory activities, or client segments were not provided in the material reviewed.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • RALPH FREEMAN

    CMC, Chairman and CEOCRD 824393

  • MARK ATCHITY

    CEO and PresidentCRD 2530342

Contacts

3 of 25
  • Yves-Martin Felker

    Managing DirectorCRD 7835107

  • Eric Jensen

    President & OwnerCRD 7790345

  • KWOK KWONG

    ChairmanCRD 5698460

Unlock 22 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

LAGUNA NIGUEL, CA

ORANGE

Location

LAGUNA NIGUEL, CA

Headquartered in LAGUNA NIGUEL, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
30011 Ivy Glenn Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth