JCC Capital Markets, LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
Advisory reps
25
Avg account
$0

Firm details

Headquarters
Laguna Niguel, California
CRD number
146776
Registered since
August 19, 2008

Firm profile

FINTRX

Overview

JCC Capital Markets, LLC is organized as a limited liability company and is classified as an investment bank. It has been SEC-registered since 2008 and is owned by an individual. Publicly available registry fields identify the firm as not acting as a capital allocator and not positioning itself as an ESG-focused investor. The profile contains limited detail on client types, fee arrangements, or advisory services, which suggests the firm's primary activities lie in investment-banking services rather than operating as a traditional asset manager or multi-state investment adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Ralph Freeman

    Ralph Freeman

    CMC, Chairman and CEOCRD 824393

  • Mark Atchity

    Mark Atchity

    CEO and PresidentCRD 2530342

Contacts

3 of 23
  • Janice Ryan

    Janice Ryan

    Senior Vice PresidentCRD 719104

  • William Candler

    William Candler

    SVP, Business Development & Registered PrincipalCRD 2802438

  • Kevin Sellers

    Kevin Sellers

    FounderCRD 2894509

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Laguna Niguel, CA

Orange

Location

Laguna Niguel, CA

Headquartered in Laguna Niguel, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
30011 Ivy Glenn Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth