TARBOX FAMILY OFFICE, INC.

RIASEC RegisteredEst. 1986
Total AUM
$954M
Discretionary
$954M
100% of AUM
Avg account
$1.3M
Accounts
731
Employees
8
Advisory reps
6

Firm details

Headquarters
NEWPORT BEACH, California
CRD number
106079
Registered since
June 16, 1986
Website
tarbox.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI88.01%
  • Corporations / Businesses9.77%
  • Charitable Organizations2.21%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Tarbox Family Office, Inc. is an independent registered investment adviser that has been SEC-registered since 1986. The firm acts as a capital allocator and serves both individual and family clients as well as institutional investors. Its advisory mandate covers financial planning, portfolio management for individuals, small businesses and institutions, and the selection of other advisers. Tarbox offers multiple fee arrangements, including percentage-of-AUM fees, hourly billing, and fixed fees. The firm was recognized on the Financial Times Top 300 RIA list in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 89%, Exchange Traded Equities 9%, Cash & Cash Equivalents 2%89%
  • Public Funds/Mutual Funds89%
  • Exchange Traded Equities9%
  • Cash & Cash Equivalents2%

Owners & executives

3 of 3
  • MARY SIGLER

    Chief Operating OfficerCRD 2280110

  • LAURA TARBOX

    Founder and CEOCRD 727947

  • Kai Xiong

    Chief Investment OfficerCRD 7720813

Contacts

3 of 3
  • Connor Macho

    Wealth AssociateCRD 8136990

  • MICHAEL NOZZARELLA

    Director of Wealth ManagementCRD 4795933

  • Timothy Ryan

    Sr. ManagerCRD 8103518

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 48

Active vs passive

$559M in ETFs

Passive

72%

$403M

Active

24%

$156M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$205M313,64336.67%

Location

Primary office

NEWPORT BEACH, CA

ORANGE

Location

NEWPORT BEACH, CA

Headquartered in NEWPORT BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
500 Newport Center Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth