SPINNAKER INVESTMENT GROUP, LLC
Firm details
- Headquarters
- NEWPORT BEACH, California
- CRD number
- 283414
- Registered since
- April 15, 2016
- Website
- spinninvest.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI70.16%
- Individuals16.86%
- Pension & Profit Sharing Plans8.47%
- Insurance Companies3.54%
- Corporations / Businesses0.87%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Spinnaker Investment Group, LLC is an independent registered investment adviser that acts as a capital allocator for both individual/family and institutional clients. The firm provides comprehensive advisory services including financial planning, discretionary portfolio management for individuals, small businesses and institutions, and manager selection. Fee arrangements include asset-based fees, hourly charges and fixed fees. Spinnaker is not positioned as an ESG-focused investor and, per its filings, is not a multi-state adviser; it registered with the SEC in 2016.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities64%
- Public Funds/Mutual Funds27%
- US Government Bonds8%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1MORGAN CHRISTEN
Chief Executive OfficerCRD 2395180
Contacts
3 of 7JOSEPH STAPLETON
PresidentCRD 5617995
Sonny Licata
Director of Financial PlanningCRD 6636437
Anika Wilson
Financial AdvisorCRD 7320582
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 103Active vs passive
$503M in ETFs
38%
$192M
60%
$311M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US CORE EQUITY MARKET ETF (DFAU) | Dimensional | Active | Large Blend | $104M | 2,299,502 | 20.63% |
Location
NEWPORT BEACH, CA
ORANGE
Location
NEWPORT BEACH, CA
Headquartered in NEWPORT BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- ORANGE
- Address
- 4100 MacArthur Blvd
- Time zone
- PT (UTC-8)
- Office locations
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