COMPAK ASSET MANAGEMENT

RIASEC RegisteredEst. 2000

Total AUM

$1.5B

Discretionary

$1.5B

99% of AUM

Avg account

$516K

Accounts

2,939

Employees

Advisory reps

Firm details

Headquarters: NEWPORT BEACH, California
CRD number: 109930
Registered since: November 6, 2000
Website: compak.com
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions, Other
Client types: HNWI88.79%
Individuals9.42%
Pension & Profit Sharing Plans1.32%
Corporations / Businesses0.48%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Compak Asset Management is a privately owned investment advisory firm organized as a corporation and registered with the SEC since 2000. The firm serves both high-net-worth individuals and institutional clients and functions as a capital allocator, combining portfolio management, financial planning and selection of third‑party managers. Compak operates with a multi-fee model—percentage of AUM, hourly and fixed fees, commissions and other fee arrangements—while also maintaining insurance brokerage capabilities that support annuity and insurance solutions alongside investment management. Investment-wise, Compak shows a clear tilt toward publicly traded equities and exchange‑traded products, using those instruments as the backbone of client portfolios. The firm provides discretionary portfolio management for individuals, small businesses and institutions, and supplements that work with financial planning and investor education. Compak is not flagged as an active ESG investor.