Compak Asset Management

RIASEC Registered

Total AUM

$1.5B

Discretionary

$1.5B

99% of AUM

Avg account

$516K

Accounts

2,939

Employees

Advisory reps

Firm details

Headquarters: Newport Beach, California
CRD number: 109930
Registered since: November 6, 2000
Website: compak.com
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions, Other
Client types: HNWI88.79%
Individuals9.42%
Pension & Profit Sharing Plans1.32%
Corporations / Businesses0.48%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Compak Asset Management is an independent, privately owned registered investment adviser that has been SEC-registered since 2000. The firm functions as a capital allocator for both individual and family clients as well as institutional investors, and it supplements advisory work with insurance brokerage services. Its advisory capabilities include financial planning, discretionary and non‑discretionary portfolio management for individuals, small businesses and institutions, selection of third‑party advisers, and educational seminars. Fee arrangements are varied: percentage of AUM, hourly and fixed fees, commissions, and other structures are all used.