Symetra Investment Management Company

RIASEC RegisteredEst. 2021
Total AUM
$88.8B
Discretionary
$64B
72% of AUM
Avg account
$1.2B
Accounts
76
Employees
101
Advisory reps
11

Firm details

Headquarters
Farmington, Connecticut
CRD number
312176
Registered since
April 1, 2021
Custodians
JP MORGAN SECURITIES SERVICES, SUMITOMO MITSUI TRUST BANK
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Insurance Companies68.88%
  • Other Investment Advisers27.93%
  • Corporations / Businesses2.72%
  • Pooled Investment Vehicles0.47%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Symetra Investment Management Company is a corporate investment manager that serves institutional clients and operates as the asset manager for pooled vehicles. Its business scope includes commodity pool operator/commodity trading adviser (CPO/CTA) activity and portfolio management for pooled funds and institutional accounts, as well as selecting sub-advisers. The firm reports a fee model that mixes asset-based fees with performance-based fees, and it identifies as an active ESG investor. Symetra is classified in filings as a securitized asset fund manager and maintains affiliations across the financial ecosystem, including broker-dealers, other investment advisers, an insurance company, and real estate broker relationships.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 60%, Private Funds 16%, Other 14%, US Government Bonds 4%, Derivatives 2%, Cash & Cash Equivalents 2%, Non-Investment Grade Corp Bonds 1%, Public Funds/Mutual Funds 1%60%
  • Investment Grade Corp Bonds60%
  • Private Funds16%
  • Other14%
  • US Government Bonds4%
  • Derivatives2%

Owners & executives

2 of 2
  • Anita Kerr

    Anita Kerr

    Managing Director, Chief Operating OfficerCRD 2319338

  • Robert Herlihy

    Robert Herlihy

    Chief Compliance OfficerCRD 5010103

Contacts

3 of 9
  • John Flynn

    John Flynn

    Senior Managing DirectorCRD 2366402

  • Yvonne Guajardo

    Yvonne Guajardo

    Managing DirectorCRD 1834724

  • Nicholas Mocciolo

    Nicholas Mocciolo

    Senior Managing DirectorCRD 7328563

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 7

Active vs passive

$1.2B in ETFs

Passive

90%

$1.1B

Active

10%

$125M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND (VCIT)VanguardPassiveCorporate Bond$431M5,220,57535.76%
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Location

Primary office

Farmington, CT

Hartford

Location

Farmington, CT

Headquartered in Farmington, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
Hartford
Address
308 Farmington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth