MEDALLION WEALTH ADVISORS, LLC

RIASEC RegisteredEst. 2019

Total AUM

$517M

Discretionary

$491M

95% of AUM

Avg account

$208K

Accounts

2,484

Employees

Advisory reps

Firm details

Headquarters: FARMINGTON, Connecticut
CRD number: 156064
Registered since: July 15, 2019
Website: www.medallionwealth.com
Custodians: CHARLES SCHWAB & CO., INC., PERSHING LLC, EMPLOYEE FIDUCIARY CORPORATION, JOHN HANCOCK DISTRIBUTORS LLC, VANGUARD RETIREMENT SERVICES, ASPIRE FINANCIAL SERVICES, OSAIC WEALTH, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals59.13%
HNWI37%
Charitable Organizations3.08%
Corporations / Businesses0.53%
Pension & Profit Sharing Plans0.26%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Medallion Wealth Advisors, LLC is an independent registered investment adviser that entered SEC registration in 2019 and is privately owned. The firm acts as a capital allocator and serves both individual and family clients as well as institutional relationships. Its advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting services, and selection of other advisers. In addition to advisory work, the firm operates as a registered representative of a broker-dealer and as an insurance broker. Medallion charges a mix of fee types—percentage of AUM, hourly fees, and fixed fees—depending on the engagement. The firm is not identified as an active ESG investor and is presented as a single-state operation in the snapshot data.