New England Asset Management, Inc.

RIASEC RegisteredEst. 1984

Total AUM

$112B

Discretionary

$87.3B

78% of AUM

Avg account

$112M

Accounts

1,001

Employees

122

Advisory reps

5

Firm details

Headquarters: Farmington, Connecticut
CRD number: 105900
Registered since: October 24, 1984
Website: www.neamgroup.com
Custodians: THE BANK OF NEW YORK MELLON, U.S. BANK, NA., J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: Insurance Companies86.27%
State / Municipal Government13.63%
Pooled Investment Vehicles0.05%
HNWI0.04%
Pension & Profit Sharing Plans0.01%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPublication of Periodicals

Firm profile

FINTRX

Overview

New England Asset Management, Inc. is a U.S.-focused investment adviser organized as a corporation and SEC-registered since 1984. The firm serves primarily institutional clients and manages pooled vehicles as well as separate accounts for individuals, small businesses and institutions. Its public filings classify portions of the business around securitized asset strategies and the adviser also sponsors and acts as a GP or managing member for pooled investment vehicles. Fee arrangements include both percentage-of-AUM and fixed-fee structures. The firm identifies as an active ESG investor and publishes periodicals or newsletters as part of its advisory activities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Investment Grade Corp Bonds28%
US Government Bonds19%
Private Funds16%
Cash & Cash Equivalents16%
State & Local Bonds11%

Owners & executives

3 of 3

William Rotatori
Chairman and Chief Executive OfficerCRD 5798044
William David Wilcox
Chief Compliance OfficerCRD 2906726
Jennifer Quisenberry
Chief Investment OfficerCRD 4113064

Contacts

2 of 2

Laurence Stein
DirectorCRD 5423591
Christian Auger
Head of Portfolio ManagementCRD 3225802

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 59

Active vs passive

$445M in ETFs

Passive

90%

$402M

Active

0%

$43.2M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
SPDR S&P 500 ETF TRUST (SPY)	State Street	Passive	Large Blend	$76.1M	101,954	17.11%

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Primary office

Farmington, CT

Hartford

Location

Farmington, CT

Headquartered in Farmington, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area: Hartford-East Hartford, CT
Region: Northeast
County: Hartford
Address: 74 Batterson Park Rd
Time zone: ET (UTC-5)
Office locations

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