NEW ENGLAND ASSET MANAGEMENT, INC.

RIASEC RegisteredEst. 1984
Total AUM
$112B
Discretionary
$87.3B
78% of AUM
Avg account
$112M
Accounts
1,001
Employees
122
Advisory reps
5

Firm details

Headquarters
FARMINGTON, Connecticut
CRD number
105900
Registered since
October 24, 1984
Website
www.neamgroup.com
Custodians
THE BANK OF NEW YORK MELLON, U.S. BANK, NA., J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Insurance Companies86.27%
  • State / Municipal Government13.63%
  • Pooled Investment Vehicles0.05%
  • HNWI0.04%
  • Pension & Profit Sharing Plans0.01%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPublication of Periodicals

Firm profile

FINTRX

Overview

New England Asset Management, Inc. is a corporation registered with the SEC since 1984 that operates as a securitized-asset specialist serving institutional clients. The firm provides portfolio management across individual and small-business accounts, pooled investment vehicles, and institutional mandates, and it also publishes periodicals or newsletters. Its fee model combines percentage-of-assets-under-management billing with fixed fees. The firm reports active engagement with ESG considerations as part of its investment approach.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 28%, US Government Bonds 19%, Private Funds 16%, Cash & Cash Equivalents 16%, State & Local Bonds 11%, Exchange Traded Equities 6%, Public Funds/Mutual Funds 2%, Sovereign Bonds 1%28%
  • Investment Grade Corp Bonds28%
  • US Government Bonds19%
  • Private Funds16%
  • Cash & Cash Equivalents16%
  • State & Local Bonds11%

Owners & executives

3 of 3

  • WILLIAM ROTATORI

    Chairman and Chief Executive OfficerCRD 5798044

  • WILLIAM DAVID WILCOX

    Chief Compliance OfficerCRD 2906726

  • JENNIFER QUISENBERRY

    Chief Investment OfficerCRD 4113064

Contacts

2 of 2

  • LAURENCE STEIN

    DirectorCRD 5423591

  • CHRISTIAN AUGER

    Head of Portfolio ManagementCRD 3225802

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 28

Active vs passive

$393M in ETFs

Passive

90%

$353M

Active

0%

$40.1M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$66.3M101,95416.87%
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Location

Primary office

FARMINGTON, CT

HARTFORD

Location

FARMINGTON, CT

Headquartered in FARMINGTON, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
HARTFORD
Address
74 Batterson Park Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth