Connecticut Wealth Management, LLC
Firm details
- Headquarters
- Farmington, Connecticut
- CRD number
- 154310
- Registered since
- February 3, 2012
- Website
- www.ctwealthmgmt.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI90.87%
- Individuals4.59%
- Corporations / Businesses2.65%
- Charitable Organizations1.86%
- State / Municipal Government0.03%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Connecticut Wealth Management, LLC is an independent registered investment adviser formed as an LLC and first registered with the SEC in 2012. The firm serves both individual and family clients as well as institutional relationships, providing financial planning and portfolio management for individuals and small businesses. Its billed fees include percentage-of-AUM arrangements and fixed fees, and it also acts as a reseller of other financial products. The adviser is owned by an individual principal and is not structured as a capital allocator or a multi-state registered adviser. It is not characterized as an active ESG investor. The firm has received external recognition: it appeared in the Financial Times Top 300 RIAs in 2020 and was named among Forbes’ Top RIA Firms in 2022, 2023, and 2024.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds81%
- Exchange Traded Equities9%
- Cash & Cash Equivalents8%
- State & Local Bonds2%
- Non-Exchange Traded Equities1%
Owners & executives
3 of 4
Kevin Leahy
Founder, President and CEOCRD 4245603
Rosa Cadena
Chief Compliance OfficerCRD 6446368
Joshua Brier
Chief Operating OfficerCRD 4897147
Contacts
3 of 45
Kevin Briganti
Financial AdvisorCRD 7329207
Richard Rosen
Director of GrowthCRD 5824667
Elizabeth Devino
Senior Financial PlannerCRD 7282384
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 173Active vs passive
$2.9B in ETFs
97%
$2.8B
1%
$78.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) VALUE ETF (SPYV) | State Street | Passive | Large Value | $284M | 4,665,939 | 9.71% |
Location
Farmington, CT
Hartford
Location
Farmington, CT
Headquartered in Farmington, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.
- Metro area
- Hartford-East Hartford, CT
- Region
- Northeast
- County
- Hartford
- Address
- 281 Farmington Ave
- Time zone
- ET (UTC-5)
- Office locations
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