CONNECTICUT WEALTH MANAGEMENT, LLC
Firm details
- Headquarters
- FARMINGTON, Connecticut
- CRD number
- 154310
- Registered since
- February 3, 2012
- Website
- www.ctwealthmgmt.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI90.87%
- Individuals4.59%
- Corporations / Businesses2.65%
- Charitable Organizations1.86%
- State / Municipal Government0.03%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Connecticut Wealth Management, LLC is an independent Registered Investment Adviser organized as an LLC and SEC-registered since 2012. The firm serves both individual/family and institutional clients, offering financial planning and portfolio management for individuals and small businesses. Its fees combine percentage-of-AUM charges with fixed fees, and it also engages in other financial product sales. The firm is identified as an active adviser outside ESG mandates and does not operate as a direct capital allocator. Industry recognition includes placement on the Financial Times Top 300 RIA list in 2020 and repeated Forbes RIA lists in 2022, 2023, and 2024.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds81%
- Exchange Traded Equities9%
- Cash & Cash Equivalents8%
- State & Local Bonds2%
- Non-Exchange Traded Equities1%
Owners & executives
3 of 4KEVIN LEAHY
Founder, President and CEOCRD 4245603
ROSA CADENA
Chief Compliance OfficerCRD 6446368
JOSHUA BRIER
Chief Operating OfficerCRD 4897147
Contacts
3 of 46Kevin Briganti
Financial AdvisorCRD 7329207
RICHARD ROSEN
Director of GrowthCRD 5824667
Elizabeth Devino
Senior Financial PlannerCRD 7282384
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 166Active vs passive
$2.5B in ETFs
97%
$2.5B
1%
$73.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) VALUE ETF (SPYV) | State Street | Passive | Large Value | $243M | 4,294,646 | 9.56% |
Location
FARMINGTON, CT
HARTFORD
Location
FARMINGTON, CT
Headquartered in FARMINGTON, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.
- Metro area
- Hartford-East Hartford, CT
- Region
- Northeast
- County
- HARTFORD
- Address
- 281 Farmington Ave
- Time zone
- ET (UTC-5)
- Office locations
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