Swad Wealth Management LLC

RIASEC Registered
Total AUM
$111M
Discretionary
$111M
100% of AUM
Avg account
$578K
Accounts
192
Employees
2
Advisory reps
1

Firm details

Headquarters
Santa Rosa, California
CRD number
319218
Website
swadwealth.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI89.25%
  • Individuals10.75%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Swad Wealth Management LLC is an independent, individually owned limited liability company that provides financial planning and discretionary portfolio management primarily for individuals, families and small businesses. The firm charges clients through a mix of assets‑under‑management fees, hourly billing and fixed fees. It does not describe itself as a capital allocator or pension consultant, does not market itself as a multi‑state adviser, and does not list ESG integration as part of its investment approach.

Assets & Accounts

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 60%, Exchange Traded Equities 32%, State & Local Bonds 4%, Public Funds/Mutual Funds 3%, Other 2%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, Private Funds 1%, Cash & Cash Equivalents 1%60%
  • Investment Grade Corp Bonds60%
  • Exchange Traded Equities32%
  • State & Local Bonds4%
  • Public Funds/Mutual Funds3%
  • Other2%

Contacts

1 of 1
  • Kevin Swad

    Kevin Swad

    President & Wealth ManagerCRD 5936572

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Santa Rosa, CA

Sonoma

Location

Santa Rosa, CA

Headquartered in Santa Rosa, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Sonoma
Address
100 Stony Point Rd
Time zone
PT (UTC-8)
Office locations

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