Stern Capital LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
131226
Registered since
September 29, 2004

Firm profile

FINTRX

Overview

Stern Capital LLC is an independent registered investment adviser organized as a limited liability company and registered with the SEC since 2004. The firm is owned by an individual and identifies itself as a capital allocator. It is not flagged as an active ESG investor, a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. The dataset does not include a public description of the firm’s client segments, fee schedule, or the specific advisory services it offers.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Lawrence Stern

    President and CEOCRD 4781769

Contacts

3 of 3
  • Scott Stewart

    Scott Stewart

    FinOpCRD 6977422

  • Jennifer Macaulay

    ConsultantCRD 2447557

  • Noah Stern

    Registered RepresentativeCRD 6680982

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
420 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth