Stern Capital LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
4
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
131226
Registered since
September 29, 2004

Firm profile

FINTRX

Overview

Stern Capital LLC is an individually owned limited liability company that identifies itself as a capital allocator. Public-facing material for the firm includes minimal operational detail: it is classified as "unclassified" in the source data and does not identify itself as an active ESG investor. The dataset does not supply descriptions of the firm's advisory services, client segments, fee model, or typical investment strategies. Several operational flags are present in the profile: the adviser is not designated as a multi-state adviser, is not newly formed, and is not listed as a pension consultant or a related adviser. Those attributes suggest a compact, possibly single-office operation focused on selective capital allocation rather than a broad, multi-jurisdiction advisory platform.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Lawrence Stern

    President and CEOCRD 4781769

Contacts

3 of 3
  • Jennifer Macaulay

    ConsultantCRD 2447557

  • Scott Stewart

    Scott Stewart

    FinOpCRD 6977422

  • Noah Stern

    Registered RepresentativeCRD 6680982

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
420 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth