STEPP & ROTHWELL INC

Overview

Stepp & Rothwell Inc. is an independent, owner-operated registered investment adviser that concentrates on fee-based financial planning and portfolio management for individuals, families and small businesses. The firm structures fees as a percentage of assets under management and through fixed-fee engagements. Its practice favors discretionary portfolio authority — the bulk of client assets are managed on a discretionary basis — and its stated product preference is public funds and mutual funds rather than direct-stock-only strategies or ESG-specialized mandates. Stepp & Rothwell does not identify itself as a multi-state adviser, an active ESG investor, a pension consultant or a capital allocator. Service delivery centers on customized wealth management for high-net-worth households and select institutional relationships, with an advisory focus on long-term portfolio construction and planning rather than short-term trading. Charles Schwab is the primary custodian for the firm’s client assets, which aligns with a model that emphasizes third-party fund vehicles and separately managed account wrappers.

Assets & Accounts

Investments & Alternatives

Location & Offices