LEGACY FINANCIAL STRATEGIES, LLC

RIASEC RegisteredEst. 2016
Total AUM
$952M
Discretionary
$795M
84% of AUM
Avg account
$456K
Accounts
2,090
Employees
16
Advisory reps
13

Firm details

Headquarters
OVERLAND PARK, Kansas
CRD number
283553
Registered since
July 1, 2016
Website
legacykc.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI67.08%
  • Pension & Profit Sharing Plans16.26%
  • Individuals14.28%
  • Corporations / Businesses1.47%
  • Charitable Organizations0.91%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Legacy Financial Strategies, LLC is an independent registered investment adviser formed as an LLC and SEC-registered in 2016. The firm serves both individuals/families and institutional clients and bills through a mix of percentage-of-AUM, hourly, and fixed-fee arrangements. Its advisory capabilities, as disclosed on regulatory filings, span financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm is not identified as an active ESG investor and reports that it does not act as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 74%, Exchange Traded Equities 19%, Cash & Cash Equivalents 6%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Private Funds 1%, Other 1%74%
  • Public Funds/Mutual Funds74%
  • Exchange Traded Equities19%
  • Cash & Cash Equivalents6%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

3 of 3

  • BETHANY BOSCHERT

    Chief Compliance Officer & Director of OperationsCRD 6765549

  • MICHAEL WREN

    CEO & Managing PrincipalCRD 4417398

  • CHRISTOPHER PROCTOR

    Principal and Chief Investment OfficerCRD 2985060

Contacts

3 of 10

  • Ellea Ediger

    Associate AdvisorCRD 7677130

  • ANDREW ROGERS

    Principal & Financial AdvisorCRD 6329698

  • Bryce Coy

    Financial AdvisorCRD 7456379

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 67

Active vs passive

$430M in ETFs

Passive

80%

$344M

Active

20%

$86M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US LARGE-CAP GROWTH ETF (SCHG)SchwabPassiveLarge Growth$84.5M2,899,43119.63%
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Location

Primary office

OVERLAND PARK, KS

JOHNSON

Location

OVERLAND PARK, KS

Headquartered in OVERLAND PARK, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.

Metro area
Kansas City-Overland Park-Kansas City, MO-KS
Region
Midwest
County
JOHNSON
Address
5400 College Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth