DEAN CAPITAL MANAGEMENT

RIASEC RegisteredEst. 2008
Total AUM
$1.1B
Discretionary
$1.1B
100% of AUM
Avg account
$2.3M
Accounts
490
Employees
6
Advisory reps
7

Firm details

Headquarters
OVERLAND PARK, Kansas
CRD number
145666
Registered since
March 11, 2008
Custodians
NATIONAL FINANCIAL SERVICES LLC, U.S. BANK, N.A., STATE STREET BANK AND TRUST COMPANY
Fee structure
Percentage of AUM
Client types
  • Other Investment Advisers58.42%
  • Investment Companies41.58%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Dean Capital Management is a privately held LLC registered with the SEC since 2008 that manages portfolios on a fee-as-a-percentage-of-AUM basis. The firm’s stated client base is institutional, and its advisory services span portfolio management for individuals and small businesses, investment companies, and businesses or institutions. Filings and firm materials also list industry affiliations that include other investment advisers, accountants and pension consulting activity. The firm does not identify as an active ESG investor and is not classified as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 65%, Investment Grade Corp Bonds 18%, US Government Bonds 8%, Public Funds/Mutual Funds 5%, Cash & Cash Equivalents 3%65%
  • Exchange Traded Equities65%
  • Investment Grade Corp Bonds18%
  • US Government Bonds8%
  • Public Funds/Mutual Funds5%
  • Cash & Cash Equivalents3%

Owners & executives

2 of 2
  • JESSICA SKINNER

    Chief Compliance Officer & Director of OperationsCRD 5460167

  • STEPHEN MILLER

    President, CEOCRD 2686150

Contacts

3 of 5
  • PATRICK KRUMM

    Director of Institutional SalesCRD 2081330

  • Jason Solomon

    Investment AnalystCRD 6665127

  • KEVIN LAUB

    Portfolio Manager, Equity Income & Multi-Cap ValueCRD 3091575

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

OVERLAND PARK, KS

JOHNSON

Location

OVERLAND PARK, KS

Headquartered in OVERLAND PARK, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.

Metro area
Kansas City-Overland Park-Kansas City, MO-KS
Region
Midwest
County
JOHNSON
Address
7400 W 130th St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth