Stephens Investment Management Group, LLC

RIASEC RegisteredEst. 2005

Total AUM

$9.5B

Discretionary

$9.5B

100% of AUM

Avg account

$34.5M

Accounts

277

Employees

Advisory reps

Firm details

Headquarters: Little Rock, Arkansas
CRD number: 136369
Registered since: September 2, 2005
Website: www.stephensimg.com
Custodians: THE BANK OF NEW YORK MELLON, STATE STREET BANK AND TRUST COMPANY
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Investment Companies67.76%
Pension & Profit Sharing Plans21.15%
Pooled Investment Vehicles5.92%
State / Municipal Government1.82%
Other1.69%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Stephens Investment Management Group, LLC is an SEC-registered institutional RIA that has been operating since 2005. The firm manages portfolios for individuals, families, pooled vehicles, investment companies, and institutional clients. Its fee arrangements combine a percentage-of-assets model with the option for performance-based fees. The adviser is not positioned as an ESG-focused manager. Business and regulatory affiliations include relationships with a broker-dealer, other investment advisers, a registered municipal advisor, an insurance company, and pension consulting activity.