FOUNDATION RESOURCE MANAGEMENT, INC.

RIASEC RegisteredEst. 2001

Total AUM

$1.1B

Discretionary

$1.1B

100% of AUM

Avg account

$1.9M

Accounts

597

Employees

Advisory reps

Firm details

Headquarters: LITTLE ROCK, Arkansas
CRD number: 116359
Registered since: November 21, 2001
Website: www.frmlr.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM
Client types: HNWI65.81%
Charitable Organizations14.9%
Corporations / Businesses10.13%
Pension & Profit Sharing Plans6.12%
Individuals2.92%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Foundation Resource Management, Inc. is a fee-based advisory firm that has managed client portfolios since its SEC registration in 2001. The firm serves both individual and family clients as well as institutional and business clients, operating largely on a percentage-of-assets fee model and delivering discretionary portfolio management. Public filings show a clear preference for equities, with a strong tilt toward exchange-traded instruments as the primary vehicle for expressing investment views. Foundation Resource Management is not positioned as an ESG-focused allocator and does not report multi-state adviser status. The firm has been recognized in industry lists, appearing on CNBC’s Top 100 Financial Advisory Firms in both 2019 and 2020, reflecting external visibility among U.S. advisory practices.