Stephens Group Asset Management, LLC
Firm details
- Headquarters
- Little Rock, Arkansas
- CRD number
- 288981
- Registered since
- September 26, 2017
- Website
- www.sgassetmgt.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI73.94%
- Corporations / Businesses19.99%
- Individuals3.06%
- Pension & Profit Sharing Plans2.52%
- Charitable Organizations0.5%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Stephens Group Asset Management, LLC is an independent, fee-based registered investment adviser organized as an LLC and registered with the SEC in 2017. The firm serves both individual and family clients as well as institutional and business accounts, offering financial planning and discretionary portfolio management for individuals, small businesses and institutions. Its advisory model is percentage-of-AUM based. The firm is not flagged as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds88%
- US Government Bonds7%
- Cash & Cash Equivalents5%
Owners & executives
2 of 2
Wilton Stephens
Co-Founder and Chief Executive OfficerCRD 1863538
Angela Martin
Chief Compliance OfficerCRD 4600015
Contacts
3 of 5
William Tedford
ChairmanCRD 443700
Clayton James
Partner, Director of Business DevelopmentCRD 3141669
Alan Tedford
Managing PartnerCRD 3091491
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 29Active vs passive
$1.9B in ETFs
89%
$1.7B
0%
$204M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD MID-CAP VALUE INDEX FUND (VOE) | Vanguard | Passive | Mid Cap Value | $242M | 1,223,159 | 12.79% |
Location
Little Rock, AR
Pulaski
Location
Little Rock, AR
Headquartered in Little Rock, AR, anchoring the Little Rock-North Little Rock, AR metro in the South.
- Metro area
- Little Rock-North Little Rock, AR
- Region
- South
- County
- Pulaski
- Address
- 100 River Bluff Dr
- Time zone
- CT (UTC-6)
- Office locations
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