STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 130847
- Registered since
- October 7, 2004
- Website
- www.sc.com
Firm profile
FINTRXOverview
Standard Chartered Securities North America LLC is organized as a limited liability company and is registered with the SEC since 2004. The firm is classified in FINTRX data as an investment bank rather than an asset manager; it is marked as not being a capital allocator and not a related adviser. Owner type is listed as Domestic Entity | Individual. Several typical RIA data fields in the snapshot are blank, including client base, fee structure, business activities, and advisory activities. The profile also flags the firm as not active on ESG initiatives, not a multi-state adviser, not newly formed, and not a pension consultant.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 4MANDY DEFILIPPO
CEOCRD 7184614
ANITA MARSHALL
COO and Managing DirectorCRD 4814824
Thomas Kartanowicz
Chief Information Security OfficerCRD 6078178
Contacts
3 of 245Alexander Raftopoulos
Corporate & Investment Banking AnalystCRD 8144214
JOSE PIGATTO
Executive DirectorCRD 4955404
KENNETH DEASY
Executive DirectorCRD 3015343
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 1095 Avenue of the Americas
- Time zone
- ET (UTC-5)
- Office locations
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