Standard Chartered Securities North America LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 130847
- Registered since
- October 7, 2004
- Website
- www.sc.com
Firm profile
FINTRXOverview
Standard Chartered Securities North America LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm appears in SEC records with registration dating to 2004 and is listed as having a domestic entity/individual owner type. FINTRX flags the entity as not acting as a capital allocator and not operating as a multi-state adviser. It is also identified as not being an active ESG investor, not a pension consultant, and not a related adviser to another registered adviser. Fields for client base, fee structure, and detailed advisory or business activities are not populated in the FINTRX snapshot.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5
Mandy Defilippo
CEOCRD 7184614

Anita Marshall
COO and Managing DirectorCRD 4814824

Thomas Kartanowicz
Chief Information Security OfficerCRD 6078178
Contacts
3 of 242
Alexander Raftopoulos
Corporate & Investment Banking AnalystCRD 8144214
Jose Pigatto
Executive DirectorCRD 4955404
Kenneth Deasy
Executive DirectorCRD 3015343
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 1095 Avenue Of The Americas
- Time zone
- ET (UTC-5)
- Office locations
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