Standard Chartered Securities North America LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
245
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
130847
Registered since
October 7, 2004
Website
www.sc.com

Firm profile

FINTRX

Overview

Standard Chartered Securities North America LLC is recorded in FINTRX as a U.S. limited liability company classified as an investment bank. The snapshot identifies the owner type as a domestic entity and/or individual. FINTRX flags indicate the firm is not a capital allocator, is not identified as an active ESG investor, and is not listed as a pension consultant, related adviser, multi-state adviser, or newly formed adviser. The FINTRX entry does not list specific advisory activities, a fee schedule, or client segments for the entity, so its role in wealth or discretionary portfolio management is not represented in this dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Anita Marshall

    Anita Marshall

    COO and Managing DirectorCRD 4814824

  • Thomas Kartanowicz

    Thomas Kartanowicz

    Chief Information Security OfficerCRD 6078178

  • Maitry Vaghela

    Macro SalesCRD 7049824

Unlock 2 more executives →

Contacts

3 of 240
  • Christopher Cheeseman

    Christopher Cheeseman

    Associate DirectorCRD 6972730

  • Peter Nielsen

    Financial OperationsCRD 1072259

  • Richard Sposato

    Richard Sposato

    ManagerCRD 1324615

Unlock 237 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1095 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth