Spectrum Financial Alliance, Ltd., L.L.C.
Firm details
- Headquarters
- Nicholasville, Kentucky
- CRD number
- 125147
- Registered since
- March 31, 2014
- Website
- spectrumalliance.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI83.24%
- Individuals16.76%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Spectrum Financial Alliance, Ltd., L.L.C. is an independent registered investment adviser that has been SEC-registered since 2014 and is owned by an individual. Its client focus is individuals and families, and it charges either a percentage of assets under management or fixed fees. The firm’s registered business activity is listed as a law firm, and its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting, the publication of periodicals or newsletters, and educational seminars/workshops. Spectrum Financial Alliance is not identified as an active ESG investor, is not a multi-state adviser, and is not classified as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities98%
- Cash & Cash Equivalents2%
Contacts
3 of 3
Charles Buckley
FounderCRD 1752633
Camden Miracle
Financial ParaplannerCRD 7752465
Christopher Edney
Director of Advisory ServicesCRD 4933070
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 15Active vs passive
$93.3M in ETFs
81%
$75.8M
0%
$17.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| PROSHARES ULTRASHORT BLOOMBERG CRUDE OIL (SCO) | ProShares | Passive | Trading Inverse Commodities | $19.4M | 553,023 | 20.76% |
Location
Nicholasville, KY
Jessamine
Location
Nicholasville, KY
Headquartered in Nicholasville, KY, anchoring the Lexington-Fayette--Richmond--Frankfort, KY metro in the South.
- Metro area
- Lexington-Fayette--Richmond--Frankfort, KY
- Region
- South
- County
- Jessamine
- Address
- 105 Wind Haven Dr
- Time zone
- CT (UTC-6)
- Office locations
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