Castellan

RIASEC RegisteredEst. 2020

Total AUM

$882M

Discretionary

$881M

100% of AUM

Avg account

$8.3M

Accounts

106

Employees

Advisory reps

Firm details

Headquarters: Louisville, Kentucky
CRD number: 299363
Registered since: October 2, 2020
Website: castellangroup.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI73.78%
Charitable Organizations14.58%
Pooled Investment Vehicles6.79%
Investment Companies4.05%
Corporations / Businesses0.81%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Castellan operates as an independent, SEC‑registered RIA organized as a limited liability company (registered in 2020). The firm serves both individual and family clients as well as institutional investors and acts as a capital allocator—both selecting external managers and sponsoring its own pooled vehicles. Its advisory services cover financial planning and portfolio management for individuals, small businesses, investment companies and pooled investment vehicles. Castellan also performs insurance brokerage activities and is identified as an active ESG investor. The firm’s fee schedule is varied and includes percentage‑of‑AUM billing alongside fixed fees, hourly charges and performance‑based arrangements.