Harvey Investment Company, LLC

RIASEC Registered

Total AUM

$1B

Discretionary

$1B

100% of AUM

Avg account

$3.9M

Accounts

264

Employees

Advisory reps

Firm details

Headquarters: Louisville, Kentucky
CRD number: 110482
Registered since: October 26, 2000
Website: www.harveyinvestment.com
Custodians: PERSHING LLC, PNC WEALTH MANAGEMENT LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI87.69%
Charitable Organizations11.15%
Individuals0.88%
Corporations / Businesses0.28%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Harvey Investment Company, LLC is an independent registered investment adviser that has been SEC-registered since 2000. The firm serves both individual/family and institutional clients and delivers discretionary portfolio management for individuals, small businesses, and for business or institutional accounts. Its fee model combines AUM-based charges with fixed fees. Harvey is organized as an LLC and lists relationships across the financial ecosystem, including broker-dealer, trust company, other investment adviser, and accounting affiliations. The firm expresses a clear preference for equity investments — particularly exchange-traded equities — and does not identify as an active ESG investor or a capital allocator into bespoke external alternative fund managers.