Sovereign Investment Advisors LLC
Firm details
- Headquarters
- Phoenix, Arizona
- CRD number
- 149040
- Registered since
- February 19, 2015
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Other98.35%
- Pension & Profit Sharing Plans1.6%
- Individuals0.05%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Sovereign Investment Advisors LLC is an SEC-registered advisory firm organized as an LLC and operating as a capital allocator for both high-net-worth individuals/families and institutional clients. The firm provides discretionary portfolio management for individuals, small businesses and institutions, offers pension consulting and conducts selection-of-adviser work. Its fee model combines asset-based fees with fixed-fee engagements. Sovereign relies on external managers for portions of its programmatic exposure and is not described as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds73%
- Exchange Traded Equities12%
- Other8%
- US Government Bonds3%
- Cash & Cash Equivalents3%
Owners & executives
1 of 1
Todd Early
Chief Investment OfficerCRD 5659698
Contacts
3 of 8
Matthew Rothchild
Senior Compliance ConsultantCRD 5143603
Jeffrey Lamb
PrincipalCRD 2080856
Matthew Eden
Senior Vice PresidentCRD 4197510
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 46Active vs passive
$439M in ETFs
82%
$360M
18%
$79.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $68.4M | 91,398 | 15.58% |
Location
Phoenix, AZ
Maricopa
Location
Phoenix, AZ
Headquartered in Phoenix, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.
- Metro area
- Phoenix-Mesa, AZ
- Region
- West
- County
- Maricopa
- Address
- 3930 E Ray Rd
- Time zone
- MT (UTC-7)
- Office locations
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