L. ROY PAPP & ASSOCIATES, LLP
Firm details
- Headquarters
- PHOENIX, Arizona
- CRD number
- 105130
- Registered since
- October 1, 1989
- Website
- www.roypapp.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI82.47%
- Individuals7.94%
- Charitable Organizations4.12%
- Investment Companies2.72%
- Pension & Profit Sharing Plans1.94%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
L. Roy Papp & Associates, LLP is an independent registered investment adviser organized as a limited liability partnership and active since its 1989 SEC registration. The firm serves both individuals/families and institutional clients, charging fees based on a percentage of assets under management. Filings list portfolio management across client types—including individuals/small businesses, investment companies, and businesses or institutions—and also identify pension consulting services among its advisory activities. The firm is not flagged as an active ESG investor and is not described as a capital allocator or a multi-state adviser in the snapshot.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities60%
- US Government Bonds16%
- Cash & Cash Equivalents15%
- Public Funds/Mutual Funds8%
- Investment Grade Corp Bonds1%
Owners & executives
2 of 2JULIE HEIN
Partner & Chief Compliance OfficerCRD 2116306
Anne Ross
Partner & Chief Financial OfficerCRD 8278487
Contacts
3 of 11ROSELLEN PAPP
Partner, Research DirectorCRD 4680179
ANNE HAGGERTY
CCO and Director of OperationsCRD 5702831
JUDITH MACIAS
Partner, Portfolio ManagerCRD 6563793
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 66Active vs passive
$155M in ETFs
97%
$150M
0%
$5.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) S&P(R) BIOTECH ETF (XBI) | State Street | Passive | Health | $17.1M | 133,599 | 10.99% |
Location
PHOENIX, AZ
MARICOPA
Location
PHOENIX, AZ
Headquartered in PHOENIX, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.
- Metro area
- Phoenix-Mesa, AZ
- Region
- West
- County
- MARICOPA
- Address
- 2201 E Camelback Rd
- Time zone
- MT (UTC-7)
- Office locations
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