L. Roy Papp & Associates, LLP

RIASEC Registered

Total AUM

$1.6B

Discretionary

$1.4B

84% of AUM

Avg account

$878K

Accounts

1,847

Employees

Advisory reps

Firm details

Headquarters: Phoenix, Arizona
CRD number: 105130
Registered since: October 1, 1989
Website: www.roypapp.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI82.47%
Individuals7.94%
Charitable Organizations4.12%
Investment Companies2.72%
Pension & Profit Sharing Plans1.94%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

L. Roy Papp & Associates, LLP is an independent registered investment adviser organized as a limited liability partnership. The firm is SEC-registered (initial registration in 1989) and is owned by an individual. It manages client assets on a percentage-of-AUM fee basis and serves both individual/family clients and institutional accounts. Stated advisory services include portfolio management for individuals and small businesses, management for investment companies, portfolio services for businesses or institutions, and pension consulting. The firm reports a preference for equities and does not list itself as an active ESG investor or a multistate adviser. It also indicates it is not a capital allocator.