Brookwood Investment Group
Firm details
- Headquarters
- Phoenix, Arizona
- CRD number
- 316544
- Registered since
- October 18, 2021
- Website
- brookwoodinvestmentgroup.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals63.21%
- HNWI36.75%
- Corporations / Businesses0.03%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Brookwood Investment Group is an independent registered investment adviser operating as an LLC and registered with the SEC since 2021. The firm serves both individual/family and institutional clients and describes itself as a capital allocator that uses outside managers for part of its alternative exposure. Its service menu includes financial planning, portfolio management for individuals and small businesses, selection of other advisers, pension consulting, and educational workshops. Brookwood offers fee arrangements that include a percentage of assets under management as well as hourly and fixed-fee engagements. The firm is not classified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds59%
- Exchange Traded Equities29%
- Cash & Cash Equivalents7%
- US Government Bonds2%
- Investment Grade Corp Bonds1%
Owners & executives
3 of 4
Christopher Coolidge
Chief Investment OfficerCRD 2940840
Terry Dupont
CEO & FounderCRD 1181537
Bryan Nicolaysen
Founder and CEOCRD 6587726
Contacts
3 of 65
Carol Pipitone
Client ServiceCRD 4257883
Stephen Caruso
Investment Advisor RepresentativeCRD 3020510
Bansi Patel
Investment Adviser RepresentativeCRD 7114536
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 354Active vs passive
$599M in ETFs
54%
$321M
30%
$277M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $58.1M | 156,904 | 9.70% |
Location
Phoenix, AZ
Maricopa
Location
Phoenix, AZ
Headquartered in Phoenix, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.
- Metro area
- Phoenix-Mesa, AZ
- Region
- West
- County
- Maricopa
- Address
- 3930 E Ray Rd
- Time zone
- MT (UTC-7)
- Office locations
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