AWM Capital, LLC
Firm details
- Headquarters
- Phoenix, Arizona
- CRD number
- 287980
- Registered since
- December 3, 2018
- Website
- athletefamilyoffice.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI87.02%
- Pooled Investment Vehicles7.44%
- Individuals5.05%
- Charitable Organizations0.42%
- Pension & Profit Sharing Plans0.07%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
AWM Capital, LLC is an independent registered investment adviser formed as an LLC and SEC-registered in 2018. The firm serves both individual/family and institutional clients and operates as a capital allocator and sponsor/GP/managing member of pooled vehicles. Its advisory services include financial planning, portfolio management for individuals and small businesses, and management of pooled investment vehicles. The firm also maintains non-advisory business lines as an insurance broker and an accounting practice. Fee arrangements are a mix of asset-based fees, hourly charges, and fixed fees. The firm is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds84%
- Exchange Traded Equities4%
- US Government Bonds4%
- State & Local Bonds3%
- Cash & Cash Equivalents3%
Owners & executives
2 of 2
Debra Lynch
Chief Compliance OfficerCRD 4636647
Justin Dyer
Chief Investment Officer, DirectorCRD 5474967
Contacts
3 of 31
William Chapman
AssociateCRD 7686848
Braden Griffiths
AssociateCRD 8099448
Jacob May
Private Wealth AdvisorCRD 7501895
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 88Active vs passive
$1.2B in ETFs
18%
$218M
78%
$1B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US CORE EQUITY 2 ETF (DFAC) | Dimensional | Active | Large Blend | $230M | 5,181,625 | 18.69% |
Location
Phoenix, AZ
Maricopa
Location
Phoenix, AZ
Headquartered in Phoenix, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.
- Metro area
- Phoenix-Mesa, AZ
- Region
- West
- County
- Maricopa
- Address
- 1 N 1st St
- Time zone
- MT (UTC-7)
- Office locations
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