DYNAMIC

RIASEC RegisteredEst. 2011
Total AUM
$5.6B
Discretionary
$5.6B
99% of AUM
Avg account
$371K
Accounts
15,179
Employees
130
Advisory reps
84

Firm details

Headquarters
PHOENIX, Arizona
CRD number
151367
Registered since
March 4, 2011
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI78.98%
  • Individuals15.31%
  • Pension & Profit Sharing Plans4.19%
  • Corporations / Businesses1.07%
  • Charitable Organizations0.45%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Dynamic operates as an independent registered investment adviser organized as a limited liability company and registered with the SEC since 2011. The firm serves both individual and family clients as well as institutional investors and positions itself as a capital allocator that blends fee-based portfolio management with financial planning, pension consulting, and educational services. Advisory capabilities include portfolio management for individuals and small businesses, selection of third‑party advisers, publication of periodicals or newsletters, and delivery of seminars and workshops. Fee arrangements are flexible and include a percentage of AUM, hourly charges, fixed fees and other structures. Dynamic does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 51%, Exchange Traded Equities 30%, Cash & Cash Equivalents 8%, State & Local Bonds 4%, US Government Bonds 3%, Investment Grade Corp Bonds 2%, Other 1%51%
  • Public Funds/Mutual Funds51%
  • Exchange Traded Equities30%
  • Cash & Cash Equivalents8%
  • State & Local Bonds4%
  • US Government Bonds3%

Owners & executives

3 of 9
  • Derek Pantele

    CEO & FounderCRD 6755370

  • JOSEPH HARRIS

    Principal and Chief Executive OfficerCRD 5769203

  • CHERIE JOLLY

    Chief Compliance OfficerCRD 1980521

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Contacts

3 of 75
  • Mark Weil

    Founder & Wealth AdvisorCRD 6701709

  • MICHELLE KAUFMAN GULKO

    Investment Advisor RepresentativeCRD 5174032

  • STEPHEN PEASE

    Investment Advisor RepresentativeCRD 4667224

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 654

Active vs passive

$2.3B in ETFs

Passive

63%

$1.5B

Active

30%

$876M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$65.2M852,4722.79%

Location

Primary office

PHOENIX, AZ

MARICOPA

Location

PHOENIX, AZ

Headquartered in PHOENIX, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
MARICOPA
Address
2415 E Camelback Rd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth