FOUNDATIONS INVESTMENT ADVISORS LLC
Firm details
- Headquarters
- PHOENIX, Arizona
- CRD number
- 175083
- Registered since
- July 13, 2015
- Website
- fiwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI53.13%
- Individuals46.6%
- Corporations / Businesses0.21%
- Pension & Profit Sharing Plans0.06%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Foundations Investment Advisors LLC is an SEC‑registered independent RIA that began registration in 2015 and operates as a limited liability company. The firm functions as a capital allocator for both individual & family and institutional clients, providing fee models that include a percentage of AUM, hourly charges, and fixed fees. Core advisory services listed include financial planning, discretionary portfolio management for individuals and small businesses, manager selection, and educational seminars. FINTRX also flags the firm as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds63%
- Exchange Traded Equities23%
- Cash & Cash Equivalents9%
- Investment Grade Corp Bonds3%
- Other2%
Owners & executives
3 of 20DOUGLAS HORNE
Founder & CEOCRD 2360520
William Gonzales
CEOCRD 6603051
PARKER HOLLAND
Chief Wealth StrategistCRD 6279380
Contacts
3 of 268DALE SOUTAS
Financial AdvisorCRD 4264146
DAVID KUTCHER
Investment Advisor RepresentativeCRD 2270748
PETER MASON
Investment Adviser RepresentativeCRD 7208376
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 749Active vs passive
$6.8B in ETFs
67%
$4.6B
26%
$2.3B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES S&P 500 GROWTH ETF (IVW) | BlackRock | Passive | Large Growth | $258M | 2,276,795 | 3.76% |
Location
PHOENIX, AZ
MARICOPA
Location
PHOENIX, AZ
Headquartered in PHOENIX, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.
- Metro area
- Phoenix-Mesa, AZ
- Region
- West
- County
- MARICOPA
- Address
- 4050 E Cotton Center Blvd
- Time zone
- MT (UTC-7)
- Office locations
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