Smith Group Asset Management, LLC

Overview

Smith Group Asset Management, LLC is an SEC-registered limited liability company that provides fee-based portfolio management for both individual/family clients and institutions. The adviser registered with the SEC in 2021 and reports a business model built around discretionary portfolio management across individuals/small businesses, investment companies, pooled investment vehicles, and institutional/business clients. Its typical compensation structure is a percentage of assets under management. The firm identifies itself as a pension consultant and does not characterize itself as an active ESG investor. Regulatory and operational roles reported by the firm include acting as a broker‑dealer and other investment adviser capacities, and involvement as a sponsor, general partner, or managing member of pooled investment vehicles. The filings also list registrations or activity related to security‑based swaps and commodity/futures roles, indicating a broader set of product and vehicle capabilities beyond straightforward equity portfolio management.

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Location & Offices