Roosevelt Capital Management LLC

RIASEC Registered

Total AUM

$1.4B

Discretionary

$1.4B

100% of AUM

Avg account

$7.8M

Accounts

176

Employees

Advisory reps

Firm details

Headquarters: Dallas, Texas
CRD number: 283217
Registered since: January 19, 2023
Website: www.rooseveltcapitalmanagement.com
Custodians: THE BANK OF NEW YORK MELLON, CHARLES SCHWAB & CO., INC., J.P. MORGAN SECURITIES INC., FIDELITY DISTRIBUTORS COMPANY LLC, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure: Percentage of AUM
Client types: State / Municipal Government74.61%
HNWI15.6%
Other Investment Advisers7.14%
Charitable Organizations1.89%
Corporations / Businesses0.32%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Roosevelt Capital Management LLC is a limited liability company that operates as an institutional registered investment adviser. The firm is registered with the SEC (registered in 2023) and is owned by a combination of a domestic entity and an individual. Roosevelt serves both individual and family clients as well as institutional clients, charging fees as a percentage of assets under management. Its advisory work centers on discretionary portfolio management for individuals, small businesses, and institutional entities. The firm does not identify as an active ESG investor, is not configured as a multi-state adviser, and does not function as a capital allocator or pension consultant.