Penn Davis Mcfarland Inc

RIASEC Registered

Total AUM

$1.4B

Discretionary

$1.4B

100% of AUM

Avg account

$2.5M

Accounts

549

Employees

Advisory reps

Firm details

Headquarters: Dallas, Texas
CRD number: 110417
Registered since: May 12, 1977
Website: www.pdavis.org
Custodians: CHARLES SCHWAB & CO., INC., FROST BROKERAGE SERVICES, INC., BANK OF AMERICA / PRIVATE BANK
Fee structure: Percentage of AUM
Client types: HNWI95.93%
Charitable Organizations2.23%
Pension & Profit Sharing Plans1.49%
Individuals0.35%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Penn Davis Mcfarland Inc is an independent, privately owned registered investment adviser. The firm has been SEC-registered since 1977 and focuses its advisory work on individual and family clients, charging fees as a percentage of assets under management. Its advisory services include financial planning and discretionary portfolio management for individuals, small businesses, and business or institutional clients. The firm does not describe itself as an active ESG investor and its regulatory filings do not identify it as a multi-state adviser or pension consultant. Penn Davis Mcfarland’s filings indicate a clear tilt toward equities as the primary portfolio vehicle, with exchange-traded equities representing the largest asset class in use. Alternatives are employed through external managers rather than in-house capital allocation.